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CRD#: 104446
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DINOSAUR FINANCIAL GROUP, L.L.C is located at 33 Whitehall St 1102, New York, NY 10004 and was first established at New York, Delaware in 05/11/2000. After operating for 25 years, DINOSAUR FINANCIAL GROUP, L.L.C has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DINOSAUR FINANCIAL GROUP, L.L.C’s clients are individuals and 0% of their clients are high net worth individuals. DINOSAUR FINANCIAL GROUP, L.L.C has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DINOSAUR FINANCIAL GROUP, L.L.C are registered to handle securities or provide financial advice. The firm has 6 disclosures, 5 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DINOSAUR FINANCIAL GROUP, L.L.C‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DINOSAUR FINANCIAL GROUP, L.L.C. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DINOSAUR FINANCIAL GROUP, L.L.C Comes From

Understanding the Statistics for DINOSAUR FINANCIAL GROUP, L.L.C and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
5
Arbitration
1

FIRM INFORMATION

Main Address
33 Whitehall St 1102, New York, NY 10004
Mailing Address
33 Whitehall St 1102, New York, NY 10004
Firm Size
Small
Phone Number
(212) 448-9944
Established
Delaware since 05/11/2000
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DINOSAUR GROUP HOLDINGS, LLCPARENT
GIORGIO, ANTHONY JOSEPHCCO/AMLCO5489336
GROSSMAN, ELLIOT SMANAGING DIRECTOR5116278
GROSSMAN, GLENN ANDREWPRESIDENT/CEO/MANAGING MEMBER1657276
SULEYMANOV, ZAKHARCFO/FINOP4927317

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Advisor's working at DINOSAUR FINANCIAL GROUP, L.L.C

LG

Lore Marie Gordon

Lore Marie Deinzer, Lore M Gordon
IAR
RR
CRD#: 1603850
Location:
New York, NY 10122
Company:
RMR WEALTH MANAGEMENT
Disclosures:
Experience:
39 years
View Profile
MC

Mauro W Calderon

IAR
RR
CRD#: 5107721
Location:
New York, NY 10004
Company:
DCM ADVISORS, LLC
Disclosures:
Experience:
19 years
View Profile
MD

Mei Wang Davidson

Mei Wang
IAR
RR
CRD#: 6787550
Location:
Newton, MA
Company:
DCM ADVISORS, LLC
Disclosures:
Experience:
8 years
View Profile
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