DM
Dominic I. Myers
CETERA INVESTMENT ADVISERS LLC
SAN DIEGO, CA 92130
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CRD#: 5107939
DM
Professional summary
Dominic I Myers is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA WEALTH SERVICES, LLC located in San Diego, California.
Dominic is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Dominic has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FOUNDATION FOR PERSONAL FINANCIAL EDUCATION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL EDUCATION TO THE GENERAL PUBLIC POSITION/TITLE/RELATIONSHIP: EDUCATIONAL SPEAKER START DATE: 1/2013 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: EDUCATIONAL SPEAKER; 2. NAME OF OTHER BUSINESS: LINCOLN CAPITAL INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR START DATE: 11/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: RETIREMENT PLANNING CONSULTING, IAR DUTIES, FINANCIAL PLANNING INCLUDING ANNUITIES;
CRS (Client Relationship Summary) - RIA
Click below to view Dominic I Myers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 12555 High Bluff Drive Suite 210, San Diego, CA 92130RIA
CRD#: 105644
SAN DIEGO, CA
Current
May 17, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 12555 High Bluff Drive Suite 305, San Diego, CA 92130BD
CRD#: 13572
San Diego, CA
Past
May 18, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
San Diego, CA
Past
August 8, 2016 - May 18, 2022
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
San Diego, CA
Past
August 8, 2016 - May 18, 2022
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
San Diego, CA
Past
March 24, 2008 - August 18, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
OCEANSIDE, CA
Past
July 21, 2006 - August 18, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
OCEANSIDE, CA
Past
March 20, 2006 - July 25, 2006
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
OCEANSIDE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/17/2022)
RR
California(5/17/2022)
IAR
California(6/29/2023)
RR
Florida(5/18/2022)
RR
Idaho(8/22/2024)
RR
Indiana(11/6/2024)
RR
Maine(5/18/2022)
RR
New Mexico(5/18/2022)
RR
Oregon(6/6/2022)
RR
Pennsylvania(7/1/2022)
RR
Tennessee(5/18/2022)
RR
Texas(5/17/2022)
IAR
Texas(6/29/2023)
RR
Utah(5/23/2025)
RR
Washington(6/2/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
