Lindsey A. Bethurum
Professional summary
Lindsey Anne Bethurum, who also goes by Lindsey Anne Bethurum, Lindsey A Thompson, Lindsey Anne Thompson, is a registered financial professional currently at RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in Wayzata, Minnesota.
Lindsey is registered as a RR (Registered Representative) and started their career in finance in 2006. Lindsey has worked at 6 firms and has passed the Series 66, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lindsey Anne Bethurum's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2022 - Present
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
November 20, 2012 - February 10, 2022
AMERICAN CENTURY INVESTMENT SERVICES INC.
April 20, 2009 - March 23, 2012
ADVISORS ASSET MANAGEMENT, INC.
April 20, 2009 - March 23, 2012
ADVISORS ASSET MANAGEMENT, INC.
December 23, 2008 - May 7, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 2, 2008 - May 7, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 14, 2007 - February 19, 2008
CANACCORD GENUITY SECURITIES LLC
September 19, 2006 - June 5, 2007
ROTH CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2025)
(9/17/2025)
(2/9/2022)
(1/2/2023)
(2/9/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
CRD#: 21771 / SEC#: , 8-39227
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUSSELL INVESTMENT MANAGEMENT, LLC | CORPORATE PARENT OF APPLICANT | |
| ALVAREZ, CARLOS CID | US BROKER-DEALER CHIEF COMPLIANCE OFFICER | 5689384 |
| ERICKSON, ROSS EDWARD | DIRECTOR | 3003283 |
| JUNG, BRAD EDWARD | CHAIRMAN AND PRESIDENT | 2419757 |
| SIEGEL, DAVID ANDREW | FINANCIAL AND OPERATIONS PRINCIPAL | 7440274 |
| SURLOFF, HOWARD BRIAN | CHIEF LEGAL OFFICER | 7525747 |
Red Flags
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