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FIRM PROFILE
Overview
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC is located at 401 Union St, 18th Floor, Seattle, WA 98101 and was first established at Denver, Washington in 06/02/2016. After operating for 9 years, RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC Comes From
Understanding the Statistics for RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
401 Union St 18th Floor, Seattle, WA, 98101
401 Union St 18th Floor, Seattle, WA, 98101
Small
(206) 505-7877
Washington since 06/02/2016
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| RUSSELL INVESTMENT MANAGEMENT, LLC | CORPORATE PARENT OF APPLICANT | ||
| ALVAREZ, CARLOS CID | US BROKER-DEALER CHIEF COMPLIANCE OFFICER | 5689384 | |
| ERICKSON, ROSS EDWARD | DIRECTOR | 3003283 | |
| JUNG, BRAD EDWARD | CHAIRMAN AND PRESIDENT | 2419757 | |
| SIEGEL, DAVID ANDREW | FINANCIAL AND OPERATIONS PRINCIPAL | 7440274 | |
| SURLOFF, HOWARD BRIAN | CHIEF LEGAL OFFICER | 7525747 |
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Advisor's working at RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
Martin Patrick Roche
Tina Marie Downing
John Clancy Roche
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