Mohammad J. Ansari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mohammad Jawad Ansari, who also goes by Eli Jawad Ansari, Eli Ansari, Jawad A Ansari, Jawad A. Ansari, was a registered financial professional .
Mohammad is a previously registered financial professional and started their career in finance in 2006. Mohammad had worked at 8 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2019 - November 16, 2020
SUTTER SECURITIES INCORPORATED
March 1, 2019 - November 21, 2019
SUTTER SECURITIES CLEARING, LLC
July 7, 2017 - November 17, 2020
SUTTER CAPITAL PARTNERS, LLC
March 2, 2015 - November 16, 2020
BOUSTEAD SECURITIES, LLC
January 6, 2015 - September 1, 2017
FAMILY WEALTH CONSULTANTS, INC.
July 28, 2009 - January 28, 2011
INTERNET SECURITIES
May 28, 2009 - January 28, 2011
INTERNET SECURITIES
July 30, 2007 - December 31, 2007
CORPORATE METRIX, INC.
August 30, 2006 - February 1, 2007
WORTH FINANCIAL GROUP INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUTTER SECURITIES INCORPORATED
CRD#: 30770 / SEC#: , 8-45158
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS) | SHAREHOLDER | |
| BULL, ROBERT LEE IV | FINOP | 1521134 |
| CHOMATIL, NEHRU SUBRAMANIAN | CHIEF COMPLIANCE OFFICER | 2342004 |
| MALEY, ROBERT ANDREW | EXECUTIVE VICE PRESIDENT | 2442794 |
| MATTHEWS, GILBERT ELLIOTT | SR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN | |
| SMITH, LINCOLN JOSEPH JR | PRESIDENT, CEO | 2501422 |
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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