GR
Grant R. Raskin
CETERA INVESTMENT ADVISERS LLC
Chalfont, PA 18914
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CRD#: 5103127
GR
Professional summary
Grant Reid Raskin, who also goes by Grant Raskin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chalfont, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Chalfont, Pennsylvania.
Grant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Grant has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Grant Raskin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2012 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: BUCKS COUNTY WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2023 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: BCWM REALTY GROUP LLC INVESTMENT RELATED: NO ADDRESS: 1100 QUARRY COMMINS DRIVE YARDLEY, PA NATURE OF BUSINESS: COMMERCIAL BUILDING START DATE: 08/2023 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PARTNER 4. NAME OF OTHER BUSINESS: MAXIM SPORTS CARDS INVESTMENT RELATED: NO ADDRESS: CHALFONT, PA NATURE OF BUSINESS: BUYING AND SELLING OF SPORTSCARDS START DATE: 04/2019 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: BUYING AND SELLING SPORTSCARDS 5. NAME OF OTHER BUSINESS: MGR FINANCIAL MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2014 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR; 6. NAME OF OTHER BUSINESS: FINANCIAL EDUCATION SUCKS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PODCAST; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PODCAST TO PROVIDE FINANCIAL EDUCATION AND INTERVIEWS;
CRS (Client Relationship Summary) - RIA
Click below to view Grant Reid Raskin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3425 Limekiln Pike Suite 10, Chalfont, PA 18914RIA
CRD#: 105644
Chalfont, PA
Current
October 16, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3425 Limekiln Pike Suite 3, Chalfont, PA 18914BD
CRD#: 13572
Chalfont, PA
Past
April 3, 2020 - October 20, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHALFONT, PA
Past
May 17, 2018 - April 21, 2020
WEALTHCARE ADVISORY PARTNERS LLC
RIA
CRD#: 171976
Chalfont, PA
Past
February 26, 2014 - May 29, 2018
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Chalfont, PA
Past
May 23, 2013 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHALFONT, PA
Past
May 23, 2013 - October 20, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
CHALFONT, PA
Past
November 29, 2011 - April 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ELKIN PARK, PA
Past
October 12, 2011 - April 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ELKIN PARK, PA
Past
December 21, 2010 - August 23, 2011
DAVID LERNER ASSOCIATES, INC.
BD
CRD#: 5397
PRINCETON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(10/16/2023)
RR
Montana(6/23/2025)
RR
New Jersey(10/16/2023)
RR
Pennsylvania(10/16/2023)
IAR
Pennsylvania(10/16/2023)
RR
Texas(12/1/2023)
IAR
Texas(12/1/2023)
RR
Virginia(10/16/2023)
RR
Wyoming(8/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Chalfont, PA 18914TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
