Charles Smulevitz
Professional summary
Charles Smulevitz, who also goes by Charles David Smulevitz, Charlie Smulevitz, Charles Smulevitz, is a registered financial professional currently at LAIDLAW & COMPANY (UK) LTD. located in New York, New York and SPENCER CLARKE LLC located in North Miami, Florida.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2006. Charles has worked at 17 firms and has passed the Series 66, Series 57TO, Series 52TO, Series 99TO, Series 79TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 28, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Smulevitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2013 - Present
LAIDLAW & COMPANY (UK) LTD.
Office #1: 521 5th Avenue 12th Floor, New York, NY 10175April 30, 2018 - Present
SPENCER CLARKE LLC
Office #1: 1801 N.e. 123rd St. Suite 314, North Miami, FL 33181August 6, 2019 - Present
MUNDIAL FINANCIAL GROUP, LLC
Office #1: 477 Madison Ave 6th Floor, New York, NY 10022Office #2: 477 Madison Ave 6th Floor, New York, NY 10022April 7, 2022 - Present
FREDERICKS MICHAEL SECURITIES, INC.
Office #1: 430 Park Avenue 8th Floor, New York, NY 10022Office #2: 430 Park Avenue 8th Floor, New York, NY 10022May 13, 2022 - Present
PACIFIC CENTURY SECURITIES, LLC
Office #1: 747 3rd Ave #2101, New York, NY 10017April 15, 2024 - Present
AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC
Office #1: 1688 Meridian Avenue Suite 700, Miami Beach, FL 33139April 15, 2024 - Present
REDSWAN MARKETS, LLC
Office #1: 4201 Main St Suite 203, Houston, TX 77002May 2, 2025 - Present
BG STRATEGIC ADVISORS LLC
Office #1: 525 South Flagler Drive Suite 200, West Palm Beach, FL 33401October 7, 2025 - Present
VELES SECURITIES
March 13, 2026 - Present
POD SECURITIES
Office #1: 14200 Nw 42nd Avenue, Opa-locka, FL 33054March 27, 2026 - Present
MOODY CAPITAL SOLUTIONS, INC
Office #1: 12807 Doe Drive, Alpharetta, GA 30004April 23, 2026 - Present
DECHEQUE SECURITIES LLC
Office #1: 353 W Pierpont Ave, Salt Lake City, UT 84101January 3, 2023 - December 31, 2025
AC SUNSHINE SECURITIES LLC
October 8, 2020 - January 4, 2021
ELLIOTT ASSET MANAGEMENT
July 26, 2012 - April 1, 2013
UBS FINANCIAL SERVICES INC.
June 2, 2009 - July 20, 2012
AEGIS CAPITAL CORP.
April 26, 2006 - June 2, 2009
CASIMIR CAPITAL L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2022)
(7/22/2022)
(7/25/2022)
(3/13/2014)
(7/21/2022)
(7/13/2022)
(7/19/2022)
(8/9/2022)
(11/18/2022)
(7/15/2022)
(7/18/2022)
(8/11/2022)
(7/14/2022)
(7/14/2022)
(7/28/2022)
(7/11/2022)
(7/15/2022)
(7/12/2022)
(10/3/2022)
(8/16/2022)
(7/12/2022)
(8/11/2022)
(8/26/2022)
(8/4/2022)
(8/17/2022)
(8/9/2022)
(1/31/2025)
(8/4/2022)
(3/19/2013)
(7/21/2022)
(8/15/2022)
(7/12/2022)
(7/18/2022)
(10/19/2022)
(7/13/2022)
(8/2/2022)
(7/25/2022)
(7/12/2022)
(8/5/2024)
(7/19/2022)
(7/27/2022)
(8/12/2022)
(7/21/2022)
(8/4/2022)
(7/11/2022)
(7/25/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 11/20/2006
Limited Representative-Equity Trader ExamSeries 28
Date: 8/19/2019
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
DECHEQUE SECURITIES LLC
CRD#: 311020 / SEC#: , 8-70602
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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