MT
Matthew N. Thomas
FIRST COMMAND BROKERAGE SERVICES
Fort Worth, TX 76109
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CRD#: 5098829
MT
Professional summary
Matthew Nelson Thomas is a registered financial professional currently at FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2006. Matthew has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Nelson Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2022 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109BD
CRD#: 3641
Fort Worth, TX
Past
November 30, 2021 - May 10, 2022
ROBINHOOD FINANCIAL, LLC
BD
CRD#: 165998
Westlake, TX
Past
September 2, 2015 - November 29, 2021
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
FORT WORTH, TX
Past
May 7, 2014 - February 25, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
DALLAS, TX
Past
June 14, 2006 - April 14, 2014
TD AMERITRADE, INC.
BD
CRD#: 7870
FORT WORTH, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/6/2022)
RR
Alaska(7/6/2022)
RR
Arizona(7/6/2022)
RR
Arkansas(7/6/2022)
RR
California(7/6/2022)
RR
Colorado(7/6/2022)
RR
Connecticut(7/6/2022)
RR
Delaware(7/6/2022)
RR
District of Columbia(7/6/2022)
RR
Florida(7/6/2022)
RR
Georgia(7/6/2022)
RR
Hawaii(7/6/2022)
RR
Idaho(7/6/2022)
RR
Illinois(7/6/2022)
RR
Indiana(7/6/2022)
RR
Iowa(7/6/2022)
RR
Kansas(7/6/2022)
RR
Kentucky(7/6/2022)
RR
Louisiana(7/6/2022)
RR
Maine(7/6/2022)
RR
Maryland(7/6/2022)
RR
Massachusetts(7/6/2022)
RR
Michigan(7/6/2022)
RR
Minnesota(7/6/2022)
RR
Mississippi(7/6/2022)
RR
Missouri(7/6/2022)
RR
Montana(7/6/2022)
RR
Nebraska(7/6/2022)
RR
Nevada(7/6/2022)
RR
New Hampshire(7/6/2022)
RR
New Jersey(7/6/2022)
RR
New Mexico(7/6/2022)
RR
New York(7/6/2022)
RR
North Carolina(7/6/2022)
RR
North Dakota(7/6/2022)
RR
Ohio(7/7/2022)
RR
Oklahoma(7/6/2022)
RR
Oregon(7/6/2022)
RR
Pennsylvania(7/6/2022)
RR
Puerto Rico(10/7/2022)
RR
Rhode Island(7/6/2022)
RR
South Carolina(7/6/2022)
RR
South Dakota(7/6/2022)
RR
Tennessee(7/6/2022)
RR
Texas(6/28/2022)
RR
Utah(7/6/2022)
RR
Vermont(7/6/2022)
RR
Virginia(7/6/2022)
RR
Washington(7/6/2022)
RR
West Virginia(7/6/2022)
RR
Wisconsin(7/6/2022)
RR
Wyoming(7/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND BROKERAGE SERVICES, INC.
FIRST COMMAND ADVISORY SERVICES | UNITED SERVICES PLANNING ASSOCIATION, INC. | FIRST COMMAND INSURANCE SERVICES INC. | FIRST COMMAND FINANCIAL SERVICES, INC. | FIRST COMMAND FINANCIAL PLANNING, INC. | FIRST COMMAND BROKERAGE SERVICES, INC.
CRD#: 3641 / SEC#: , 8-7072
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
1 Firstcomm Plaza, Ft Worth, TX 76109-4978
Mailing Address
P.o. Box 2387, Fort Worth, TX 76113
Phone number
(817) 731-8621
Established
Texas since 11/24/1958
Firm type
Corporation
Fiscal year end
September
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST COMMAND FINANCIAL SERVICES, INC. | STOCKHOLDER/OWNER | |
| CADDELL, TINA KATHERINE | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 3041675 |
| CERBONE, HEIDI ELIZABETH | VICE PRESIDENT AND TREASURER | 5734664 |
| CHARTAN, ERIC | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER | 4809520 |
| GRIFFIN, CASEY JAMES | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 3124214 |
| HUBKA, MEEGHAN LYNNE | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER (FINOP) | 5859322 |
| RICHTER, KELLEEN MARIE | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 2098017 |
| SMITH, FRANK DEAN | SENIOR VICE PRESIDENT - CHIEF INFORMATION SECURITY OFFICER & CHIEF TECHNOLOGY OFFICER | 6005160 |
| STEFFE, MARK DUANE | PRESIDENT/CEO | 2204689 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
