JC
Jonathan Cordo
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT
Philadelphia, PA 19103
Some features on this profile are disabled
CRD#: 5096030
JC
Professional summary
Jonathan Cordo, who also goes by Jonathan Edward Cordo, is a registered financial advisor currently at BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC located in Philadelphia, Pennsylvania and FRANKLIN DISTRIBUTORS, LLC located in Philadelphia, Pennsylvania.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jonathan has worked at 6 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jonathan Edward Cordo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Swarthmore Borough Pension Committee; Swarthmore, PA; Board Member; Citizen position on board to manage town pension assets; investment related; beginning August 2017; one hour per month-no time devoted during normal securities trading hours. 2. Better Attitude LLC; Lawrenceville, NJ; President; Fishing Charter Business; Beginning 03/31/2023; Approx. 2 to 5 hours per month; no time devoted during normal securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Cordo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2013 - Present
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
Office #1: 1735 Market Street Suite 1800, Philadelphia, PA 19103RIA
CRD#: 110783
Philadelphia, PA
Current
March 20, 2013 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 1735 Market Street Suite 1800, Philadelphia, PA 19103BD
CRD#: 109064
Philadelphia, PA
Past
January 2, 2009 - June 1, 2011
MORGAN STANLEY INVESTMENT ADVISORS INC.
RIA
CRD#: 104525
NEW YORK, NY
Past
January 2, 2009 - April 5, 2013
MORGAN STANLEY DISTRIBUTION, INC.
BD
CRD#: 30344
NEW YORK, NY
Past
April 2, 2007 - December 31, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
JERSEY CITY, NJ
Past
March 5, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BG
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
BRANDYWINE ASSET MANAGEMENT INC. | LEGG MASON GLOBAL EQUITY ADVISORS | LEGG MASON ASSET MANAGEMENT ASIA, DE | BW GLOBAL INVESTMENT MANAGEMENT | BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | BRANDYWINE ASSET MANAGEMENT, LLC
CRD#: 110783 / SEC#: 801-27797
RIA
Registered Investment Advisory firm - (8/29/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/21/2020)
RR
Alaska(7/21/2020)
RR
Arizona(7/21/2020)
RR
Arkansas(7/21/2020)
RR
California(7/21/2020)
RR
Colorado(7/21/2020)
RR
Connecticut(3/20/2013)
RR
Delaware(7/21/2020)
RR
District of Columbia(3/20/2013)
RR
Florida(3/20/2013)
RR
Georgia(3/20/2013)
RR
Hawaii(7/21/2020)
RR
Idaho(7/21/2020)
RR
Illinois(3/20/2013)
RR
Indiana(7/21/2020)
RR
Iowa(7/21/2020)
RR
Kansas(7/21/2020)
RR
Kentucky(7/21/2020)
RR
Louisiana(7/21/2020)
RR
Maine(7/21/2020)
RR
Maryland(7/21/2020)
RR
Massachusetts(3/20/2013)
RR
Michigan(7/21/2020)
RR
Minnesota(3/20/2013)
RR
Mississippi(7/21/2020)
RR
Missouri(3/20/2013)
RR
Montana(7/21/2020)
RR
Nebraska(3/20/2013)
RR
Nevada(7/21/2020)
RR
New Hampshire(3/20/2013)
RR
New Jersey(7/21/2020)
RR
New Mexico(7/21/2020)
RR
New York(3/20/2013)
RR
North Carolina(3/20/2013)
RR
North Dakota(7/21/2020)
RR
Ohio(7/22/2020)
RR
Oklahoma(7/21/2020)
RR
Oregon(7/21/2020)
RR
Pennsylvania(3/20/2013)
IAR
Pennsylvania(3/21/2013)
RR
Rhode Island(7/21/2020)
RR
South Carolina(7/21/2020)
RR
South Dakota(7/21/2020)
RR
Tennessee(3/20/2013)
RR
Texas(3/20/2013)
RR
Utah(7/21/2020)
RR
Vermont(7/21/2020)
RR
Virginia(3/20/2013)
RR
Washington(7/21/2020)
RR
West Virginia(7/21/2020)
RR
Wisconsin(7/21/2020)
RR
Wyoming(7/21/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BG
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
BRANDYWINE ASSET MANAGEMENT INC. | LEGG MASON GLOBAL EQUITY ADVISORS | LEGG MASON ASSET MANAGEMENT ASIA, DE | BW GLOBAL INVESTMENT MANAGEMENT | BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | BRANDYWINE ASSET MANAGEMENT, LLC
CRD#: 110783 / SEC#: 801-27797
RIA
Registered Investment Advisory firm - (8/29/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1735 Market Street Suite 1800, Philadelphia, PA 19103
Mailing Address
Phone number
(215) 609-3500
Established
Firm type
Fiscal year end
# of Employees
157
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 977 |
| AUM (Assets Under Management) | $ 65,444,378,166 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
