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Steven L. Nartker
CETERA INVESTMENT ADVISERS LLC
SAN DIEGO, CA 92127
Some features on this profile are disabled
CRD#: 5093192
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Professional summary
Steven Lane Nartker, who also goes by Steven Nartker, Steven L Nartker, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA WEALTH SERVICES, LLC located in San Diego, California.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Steven has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Nartker | Steven L Nartker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rental Property~1005 Post Oak Ct.~Myrtle Beach~SC~29579~Rental Property~Owner~1/1/2006~1hrs~1hrs~Property manager has all tenant contact. 2) Rental Real Estate~17956 Avenida Alozdra~San Diego~CA~92128~Rental Property~Owner~1/1/2019~1hrs~1hrs~Screen tenants, collect rents, coordinate repairs and pay the bills. 3) Rental Real Estate~1868 Mesa Grande Loop NE~Rio Rancho~NM~87144~Rental Property~Owner~1/1/2006~1hrs~1hrs~Property manager handles all tenant contact. 4) STEVE L NARTKER CPA POSITION: Owner NATURE: ~; Tax preparation and planning, payroll and limited bookkeeping INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2009 ADDRESS: 17150 VIA DEL CAMPO STE 203, San Diego (San Diego) CA 92127, United States DESCRIPTION: ~; I'm responsible for everything that happens in the firm. Most of my time is spent on tax planning and preparation.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Lane Nartker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 16870 W Bernardo Drive Ste 260, San Diego, CA 92127RIA
CRD#: 105644
SAN DIEGO, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 17150 Via Del Campo Ste 203, San Diego, CA 92127Office #2: 16870 W Bernardo Drive Ste 260, San Diego, CA 92127BD
CRD#: 13572
San Diego, CA
Past
October 19, 2020 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
San Diego, CA
Past
October 16, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
San Diego, CA
Past
May 23, 2017 - November 3, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
San Diego, CA
Past
May 23, 2017 - November 3, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
San Diego, CA
Past
October 25, 2012 - May 31, 2017
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
SAN DIEGO, CA
Past
September 20, 2012 - May 31, 2017
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
San Diego, CA
Past
February 8, 2006 - June 15, 2009
WELTON STREET INVESTMENTS LLC
BD
CRD#: 132111
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/2/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Georgia(9/19/2025)
RR
Hawaii(9/5/2025)
RR
Illinois(9/24/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
