DS
David N. Schofield
CETERA INVESTMENT ADVISERS LLC
IDAHO FALLS, ID 83401
Some features on this profile are disabled
CRD#: 5092359
DS
Professional summary
David N Schofield, who also goes by David Schoefield, Dave Schofield, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Idaho Falls, Idaho and CETERA ADVISORS LLC located in Idaho Falls, Idaho.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Schoefield | Dave Schofield
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START DECEMBER 2013, 30 HOUR PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND ANNUITIES 2.DBA: CORNERSTONE FINANCIAL ADVISORS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, FINANCIAL AND INSURANCE SERVICES, START 2006, 5 HRS. PER WEEK -DURING TRADING HOURS, FINANCIAL ADVISOR - INSURANCE AGENT 3. JOSEPHSON AGENCY, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, INSURANCE AND FINANCIAL SERVICES, START 2006, 5 HOURS PER WEEK - DURING TRADING HOURS, FINANCIAL ADVISOR - INSURANCE AGENT 4. IDAHO HEALTH INSURANCE SOLUTIONS INC, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, HEALTH INSURANCE, START OCTOBER 2013, 30 HOURS PER WEEK - VARIES DURING TRADING HOURS, AGENT. 5. NAME OF OTHER BUSINESS: eSHOP HEALTH INSURANCE, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: HEALTH INSURANCE, START DATE: 9/2013, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF TRADING HOURS PER WEEK: 20, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: ASSIST GROUPS AND INDIVIDUALS ACQUIRE HEALTH INSURANCE; 6. D & B VENTURES, LLC, NOT INVESTMENT RELATED, 273 N RIDGE AVE, IDAHO FALLS, ID, 83402, REAL ESTATE, STARTED 11/2022, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUYING RENTAL PROPERTIES; 7. NAME OF OTHER BUSINESS: CORNERSTONE ADVISORY GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:04/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view David N Schofield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1858 E 1st St, Idaho Falls, ID 83401RIA
CRD#: 105644
IDAHO FALLS, ID
Current
December 18, 2013 - Present
CETERA ADVISORS LLC
Office #1: 1858 E 1st St, Idaho Falls, ID 83401BD
CRD#: 10299
Idaho Falls, ID
Past
December 18, 2013 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
January 3, 2011 - December 31, 2013
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
IDAHO FALLS, ID
Past
January 26, 2010 - December 31, 2010
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
IDAHO FALLS, ID
Past
January 26, 2010 - December 31, 2013
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
RIGBY, ID
Past
February 12, 2008 - January 27, 2010
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
IDAHO FALLS, ID
Past
May 24, 2006 - January 27, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
IDAHO FALLS, ID
Past
April 10, 2006 - May 24, 2006
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(12/18/2013)
IAR
Idaho(3/21/2024)
RR
Indiana(2/13/2023)
RR
Kansas(3/13/2020)
RR
Nevada(5/17/2021)
RR
New Mexico(10/18/2024)
RR
Utah(12/18/2013)
RR
Washington(3/15/2017)
RR
Wyoming(2/4/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
