Matthew P. Snipes
Professional summary
Matthew Philip Snipes, CFP®, who also goes by Matthew Snipes, is a registered financial advisor currently at TOPSAIL WEALTH MANAGEMENT LLC located in Charlotte, North Carolina.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Matthew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Philip Snipes's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
July 1, 2024 - Present
TOPSAIL WEALTH MANAGEMENT LLC
Office #1: 10800 Sikes Place Suite 230, Charlotte, NC 28277May 9, 2022 - July 1, 2024
INDEPENDENT ADVISOR ALLIANCE, LLC
November 13, 2007 - June 7, 2022
VANGUARD ADVISERS, INC.
February 17, 2006 - June 7, 2022
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
TOPSAIL WEALTH MANAGEMENT LLC
CRD#: 331098 / SEC#: 801-130245
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/18/2024)
(7/2/2024)
(7/1/2024)
(7/1/2024)
Exams
Current Firm
TOPSAIL WEALTH MANAGEMENT LLC
CRD#: 331098 / SEC#: 801-130245
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 597 |
| AUM (Assets Under Management) | $ 1,029,879,755 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 02/28/2025 |
Red Flags
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