Derek S. Schure
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Scott Schure, who also goes by Derek Schure, was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 2006. Derek had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2023 - June 3, 2025
REDI GLOBAL TECHNOLOGIES LLC
May 14, 2019 - November 29, 2021
REDI GLOBAL TECHNOLOGIES LLC
March 26, 2015 - January 15, 2016
REUTERS TRANSACTION SERVICES LLC
June 12, 2014 - March 24, 2015
FIS BROKERAGE & SECURITIES SERVICES LLC
January 3, 2008 - October 30, 2013
LIGHTSPEED TRADING, LLC
May 25, 2007 - July 28, 2008
LIGHTSPEED PROFESSIONAL TRADING LLC
January 2, 2007 - May 4, 2007
RBC CAPITAL MARKETS CORPORATION
October 30, 2006 - January 2, 2007
CARLIN EQUITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/31/2007
Limited Representative-Equity Trader ExamCurrent Firm
REDI GLOBAL TECHNOLOGIES LLC
CRD#: 41924 / SEC#: , 8-49673
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REFINITIV US LLC | OWNER | |
| BALTOVSKI, ALEXANDER NMN | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 2350828 |
| CUTLER, SETH | DIRECTOR | 2594208 |
| IAMSCICOV WEIGL, KATARINA | CHIEF COMPLIANCE OFFICER AND SECRETARY | 7893210 |
| MALONEY, MICHAEL G | DIRECTOR, CEO, MANAGING PRINCIPAL | 5728423 |
| SIBLEY, JOHN HOLDEN | DIRECTOR | 5781488 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
