SC
Scottie D. Clark
FIRST HEARTLAND CONSULTANTS
Saltillo, MS 38866
Some features on this profile are disabled
CRD#: 5087390
SC
Professional summary
Scottie Dale Clark is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Saltillo, Mississippi and FIRST HEARTLAND CAPITAL, INC. located in Saltillo, Mississippi.
Scottie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Scottie has worked at 3 firms and has passed the Series 65, Series 63, Series 7, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Covenant Financial Group of Saltillo, Investment Related, Marketing insurance and financial services., OWNER, Start Date: 03/06/2018 City of Saltillo, MS, Not Investment Related, Alderman (Elected Position) - Monthly meeting, discuss policies etc. Alderman, Start Date: 03/01/2020 City of Saltillo, MS, Not Investment Related, same duties as Alderman except will act as mayor if mayor unavailable, Vice Mayor, Start Date: 07/01/2021 First Heartland Consultants, Inc, Investment Related, Investment advisory services., IAR, Start Date: 11/19/2018 MCP, LLC, Not Investment Related, Owns rental properties of Rep. OWNER/PART OWNER, Start Date: 01/01/2012 S and M Investment Properties, LLC, Not Investment Related, Owns rental properties of Rep., OWNER, Start Date: 06/01/2023
CRS (Client Relationship Summary) - RIA
Click below to view Scottie Dale Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2018 - Present
FIRST HEARTLAND CONSULTANTS, INC.
Office #1: 386 Mobile St, Saltillo, MS 38866RIA
CRD#: 110377
Saltillo, MS
Current
March 5, 2018 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 386 Mobile St, Saltillo, MS 38866BD
CRD#: 32460
Saltillo, MS
Past
February 2, 2006 - March 7, 2018
WOODMEN FINANCIAL SERVICES, INC.
BD
CRD#: 117365
SALTILLO, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/19/2021)
RR
Arkansas(9/4/2018)
RR
Colorado(1/6/2023)
RR
Georgia(3/5/2018)
RR
Mississippi(3/5/2018)
IAR
Mississippi(11/19/2018)
RR
Tennessee(11/27/2024)
RR
Virginia(10/29/2018)
RR
Washington(6/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Mailing Address
Phone number
(636) 625-0900
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 9,231 |
| AUM (Assets Under Management) | $ 1,771,078,009 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 08/12/2024 | ||
| 12/07/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
