Scott S. Ritvo
Professional summary
Scott Sears Ritvo is a registered financial professional currently at WFS, LLC located in Boston, Massachusetts.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2006. Scott has worked at 1 firm and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Sears Ritvo's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2006 - Present
WFS, LLC
Office #1: One Boston Place, Boston, MA 02108State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WFS, LLC
CRD#: 116778 / SEC#: , 8-53565
Contact information
FINRA licenses (14 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WAINWRIGHT INVESTMENT COUNSEL, LLC | SHAREHOLDER | |
| ARISTIZABAL, GUSTAVO ADOLFO | CEO, BRANCH OFFICE MANAGER | 2735053 |
| LEONARD, MARGARET LORENE | CHIEF COMPLIANCE OFFICER | 2054939 |
| MARTINS, PAUL GEORGE | CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 1189296 |
| SIRACUSE, MICHAEL WILLIAM, III | PRINCIPAL OPERATIONS OFFICER | 4342076 |
Red Flags
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Company Information
WFS, LLC
CRD#: 116778Boston, MA 02108TRUST BUT VERIFY
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