Dustin J. Shaw
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
OXFORD, FL
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CRD#: 5085571
Professional summary
Dustin James Shaw, who also goes by Dustin J Shaw, Dustin James Shaw, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Oxford, Florida and FIDELITY BROKERAGE SERVICES LLC located in The Villages, Florida.
Dustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Dustin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
We guide and direct our clients' through their life's financial decisions. We believe that Honesty, Experience and Communication are the cornerstones of a relationship. We start by getting to know you and your family or business. Next, we begin to put together your story and wishes. Then, we assist you with the goal of working towards your definition of financial success. Lastly, we are alongside to assist in making any necessary adjustments to your story.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dustin J Shaw | Dustin James Shaw
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dustin James Shaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of North Florida
Bachelor of Business Administration - Financial Services
2005
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1057 Lake Sumter Landing, The Villages, FL 32162RIA
CRD#: 104555
OXFORD, FL
Current
January 13, 2011 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1057 Lake Sumter Landing, The Villages, FL 32162BD
CRD#: 7784
THE VILLAGES, FL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
THE VILLAGES, FL
Past
February 18, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
THE VILLAGES, FL
Past
March 18, 2008 - January 3, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
THE VILLAGES, FL
Past
March 14, 2008 - January 3, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
THE VILLAGES, FL
Past
August 16, 2006 - March 18, 2008
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
OCALA, FL
Past
April 12, 2006 - March 18, 2008
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
OCALA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/10/2017)
RR
Arizona(10/4/2019)
RR
California(10/4/2019)
RR
Colorado(10/4/2019)
RR
Connecticut(5/23/2019)
RR
Delaware(10/4/2019)
RR
District of Columbia(10/4/2019)
RR
Florida(1/14/2011)
IAR
Florida(3/31/2025)
RR
Georgia(2/12/2016)
RR
Idaho(4/23/2020)
RR
Illinois(1/13/2011)
RR
Indiana(3/5/2020)
RR
Kansas(3/5/2020)
RR
Kentucky(9/19/2022)
RR
Louisiana(9/23/2024)
RR
Maine(2/12/2016)
RR
Maryland(3/5/2020)
RR
Massachusetts(1/13/2011)
RR
Michigan(5/9/2016)
RR
Minnesota(3/5/2020)
RR
Mississippi(3/28/2023)
RR
Missouri(3/5/2020)
RR
Nevada(8/16/2016)
RR
New Hampshire(10/4/2019)
RR
New Jersey(5/18/2016)
RR
New York(1/18/2011)
RR
North Carolina(10/4/2019)
RR
Ohio(5/5/2016)
RR
Oklahoma(3/15/2024)
RR
Pennsylvania(1/14/2011)
RR
Rhode Island(10/4/2019)
RR
South Carolina(7/19/2011)
RR
Tennessee(4/5/2016)
RR
Texas(3/23/2012)
IAR
Texas(3/31/2025)
RR
Utah(6/4/2021)
RR
Vermont(5/11/2016)
RR
Virginia(7/21/2011)
RR
Washington(6/11/2013)
RR
West Virginia(3/5/2020)
RR
Wisconsin(1/20/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Oxford, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
