Sammy J. Carrasquillo
Professional summary
Sammy Junito Carrasquillo, who also goes by Sam Carrasquillo, Sammy J Carrasquillo, Sammy Junito Carrasquillo, Sammy Carrasquillo, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Wilton, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
Sammy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Sammy has worked at 13 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sammy Junito Carrasquillo's CRS (Customer Relationship Summary).
Certified licenses
Education
CUNY Bernard M. Baruch College
Bachelor of Science (BS) - Finance
2005
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1120 6th Ave Avenue Of The Americas, New York, NY 10036-6700April 1, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1120 6th Ave Avenue Of The Americas, New York, NY 10036-6700May 20, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 9, 2018 - March 2, 2022
UNFCU ADVISORS LLC
April 30, 2018 - March 2, 2022
COPPER FINANCIAL
April 2, 2015 - May 1, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 31, 2015 - May 1, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 13, 2013 - April 2, 2015
HSBC SECURITIES (USA) INC.
December 13, 2013 - April 2, 2015
HSBC SECURITIES (USA) INC.
March 10, 2011 - December 17, 2013
TD AMERITRADE, INC.
March 10, 2011 - December 17, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 10, 2011 - December 17, 2013
TD AMERITRADE, INC.
January 6, 2010 - March 9, 2011
CHASE INVESTMENT SERVICES CORP.
January 6, 2010 - March 9, 2011
CHASE INVESTMENT SERVICES CORP.
May 29, 2007 - December 19, 2009
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - December 19, 2009
CITIGROUP GLOBAL MARKETS INC.
February 28, 2007 - May 29, 2007
CITICORP INVESTMENT SERVICES
February 17, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2025)
(5/17/2022)
(4/3/2022)
(3/31/2025)
(7/3/2024)
(7/11/2022)
(4/28/2023)
(9/12/2022)
(7/17/2025)
(3/4/2024)
(10/29/2024)
(9/12/2022)
(4/4/2022)
(4/2/2022)
(3/31/2025)
(9/12/2022)
(11/14/2024)
(3/27/2023)
(10/2/2023)
(3/30/2023)
(3/31/2025)
(3/5/2024)
(3/27/2023)
(3/9/2023)
(9/13/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Wilton, CTTRUST BUT VERIFY
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