Bradley M. Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Martin Weber, who also goes by Brad Martin Weber, Bradley M Weber, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2006. Bradley had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2016 - December 8, 2016
FSIC
March 4, 2016 - December 8, 2016
FSIC
August 19, 2008 - March 7, 2016
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
August 19, 2008 - March 7, 2016
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
July 13, 2006 - June 20, 2008
ASSOCIATED SECURITIES CORP.
July 13, 2006 - June 20, 2008
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
January 27, 2006 - June 20, 2008
ASSOCIATED SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FSIC
CRD#: 37813 / SEC#: 801-64354, 8-48032
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
