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Henrik Kurt Andresen

CRD# 2756324·Registered 1996 - 2020
Previously Registered: Being a previously registered professional could mean that Henrik is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Henrik Kurt Andresen was a registered financial advisor. Henrik was a previously registered financial professional and started their career in finance 1996 - 2020. Henrik had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

FSIC·CRD# 37813
RIA
Edmonds, WA
September 28, 2020 - November 25, 2020
FSIC·CRD# 37813
BD
Edmonds, WA
September 28, 2020 - December 8, 2020
FSIC·CRD# 37813
RIA
Edmonds, WA
February 23, 2017 - September 14, 2020
FSIC·CRD# 37813
BD
Edmonds, WA
February 6, 2017 - September 14, 2020
LPL FINANCIAL LLC·CRD# 6413
RIA
Fort Mill, SC
May 8, 2012 - February 23, 2017
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
July 7, 2009 - February 23, 2017
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
RIA
Charlotte, NC
April 15, 2009 - December 31, 2011
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
BD
Charlotte, NC
April 15, 2009 - May 8, 2012
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
Charlotte, NC
April 5, 2002 - January 20, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Charlotte, NC
July 12, 1999 - January 20, 2009
BA INVESTMENT SERVICES, INC.·CRD# 12965
BD
Oakland, CA
July 1, 1998 - July 12, 1999
SEAFIRST INVESTMENT SERVICES, INC.·CRD# 17411
BD
Seattle, WA
July 15, 1996 - July 1, 1998

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Current Firm

FS
FSIC

AFG FINANCIAL | STREETER MOORE AND STIPE | STONEBRIDGE CAPITAL MANAGEMENT | SECURITIES, INC | SCS SYSTEMS | ROBERT W. SCHWARZ | PROFESSIONAL BENEFIT SERVICES, INC. | PLANNING RESOURCES CORPORATION - A FINANCIAL SERVICES COMPANY | O'CONNELL & ATAROD | LEMME INVESTMENT GROUP | KIRKLAND FINANCIAL ADVISORS | HARBOR FINANCIAL ADVISORS | GREG MEINHARDT | GEORGE W. HOOK III FINANCIAL | FSIC - MATRIX WEALTH MANAGEMENT | FSIC | FINANCIAL SERVICES INTERNATIONAL CORP. | EJS WEALTH MANAGEMENT | EDWIN LANE | CHRYSLER ASSET MANAGEMENT, LLC | CANDY J LEE FINANCIAL PLANNING & MONEY MGMT | BRAD WEBER | BENICO LTD | ASSURED CONCEPT GROUP

CRD#: 37813 / SEC#: 801-64354, 8-48032
BD
Terminated by SEC on 12/08/2020

Contact Information

Main Address

5000 T-rex Ave Suite 300, Boca Raton, FL 33431

Established

Washington since 12/15/1994

Firm Type

Corporation

Fiscal Year End

June

Documents

Latest Form ADV

Part 2 Brochures

FSIC ANNUAL 2019 ADV UPDATE (9/20/2019)

Direct owners and executive officers

NamePositionCRD#
UNITED ATLANTIC CAPITALOWNER—
ANDRESEN, HENRIK KURTCCO - BD2756324
ANDRESEN, HENRIK KURTCCO - RIA2756324
PENSKE, MARK HULBERTCEO/PRESIDENT4450959
ROMERO, MONIQUE VICTORIAFINOP6712654

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1996About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2004About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 2003About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Sep 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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