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MG

Michael Graver

FIRST AVENUE
New York, NY 10017
Some features on this profile are disabled
CRD#: 5080228
MG

Professional summary


Michael Graver, who also goes by Michael B Graver, Michael Bruce Graver, is a registered financial professional currently at FIRST AVENUE located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 7 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael B Graver | Michael Bruce Graver

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Graver's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 14, 2026 - Present

FIRST AVENUE

Office #1: 461 Fifth Avenue 14th Floor, New York, NY 10017
BD
CRD#: 145860
New York, NY
Past

October 4, 2022 - December 13, 2024

MERCURY CAPITAL ADVISORS, LLC

BD
CRD#: 152338
Santa Monica, CA
Past

May 8, 2018 - December 12, 2020

SHARENETT SECURITIES LLC

BD
CRD#: 151011
New York, NY
Past

April 14, 2016 - March 13, 2018

CIRCLEUP

BD
CRD#: 161785
SAN FRANCISCO, CA
Past

October 1, 2008 - April 12, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

June 2, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

May 22, 2007 - June 2, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 2, 2006 - June 29, 2007

VAN DER MOOLEN SPECIALISTS USA, LLC

BD
CRD#: 32034
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/14/2026)
RR
California
(5/14/2026)
RR
Colorado
(5/14/2026)
RR
Florida
(5/14/2026)
RR
Georgia
(5/14/2026)
RR
Hawaii
(5/14/2026)
RR
Idaho
(5/14/2026)
RR
Massachusetts
(5/14/2026)
RR
Montana
(5/14/2026)
RR
Nevada
(5/14/2026)
RR
New Mexico
(5/14/2026)
RR
New York
(5/14/2026)
RR
Oregon
(5/14/2026)
RR
Utah
(5/14/2026)
RR
Washington
(5/14/2026)
RR
Wyoming
(5/14/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 9/20/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FA
FIRST AVENUE
FAP USA, L.P. | FIRST AVENUE

CRD#: 145860 / SEC#: , 8-67758

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
461 Fifth Avenue 14th Floor, New York, NY 10017
Mailing Address
461 Fifth Avenue 14th Floor, New York, NY 10017
Phone number
(646) 582-5777
Established
Delaware since 02/14/2007
Firm type
Partnership
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FAP USA, L.L.C.LIMITED PARTNER
BUCKLEY, PAUL DEREKPARTNER, CEO1822709
FAP GEN PAR, L.L.C.GP
PLANT, LYDIA HYUNJUFINOP, CFO AND COO7390471
VEERABUDREN, ERVENA SANDICHIEF COMPLIANCE OFFICER6292730

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST AVENUE

CRD#: 145860New York, NY 10017

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