PS
Peter G. Sasaki
ODEON CAPITAL ADVISORS LLC
New York, NY 10022
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CRD#: 5076572
PS
Professional summary
Peter Gordon Sasaki is a registered financial advisor currently at ODEON CAPITAL ADVISORS LLC located in New York, New York and ODEON CAPITAL GROUP LLC located in New York, New York.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Peter has worked at 4 firms and has passed the Series 65, Series 66, Series 3, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CGS Capital Advisors, LLC, New York, NY. Managing Member. Research and consulting services. Since 07/09. Hours devoted to this activity vary. Odeon Capital Advisors LLC (formerly SDS Family Office, LLC), New York, NY. Managing Member. Affiliated Investment Advisor. Investment Related. For compensation. Since 07/19. 140 hours per month. 5 hours during trading hours. Pomona College, Claremont, CA. Trustee of non-profit institution. Investment Related. Not for compensation. Since 07/13. 10 hours per month outside of trading hours. Hopkins School, New Haven, CT. Trustee of non-profit institution. Not investment related. Not for compensation. Since 07/17. 5 hours per month outside of trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Gordon Sasaki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2021 - Present
ODEON CAPITAL ADVISORS LLC
Office #1: 750 Lexington Avenue, New York, NY 10022RIA
CRD#: 307619
New York, NY
Current
December 10, 2021 - Present
ODEON CAPITAL GROUP LLC
Office #1: 750 Lexington Avenue, New York, NY 10022BD
CRD#: 148493
New York, NY
Past
September 29, 2015 - December 14, 2021
CAPLINK SECURITIES, INC
BD
CRD#: 130702
MANHATTAN BEACH, CA
Past
September 19, 2012 - December 9, 2013
CENTARA CAPITAL MANAGEMENT GROUP, INC.
RIA
CRD#: 114880
NEW YORK, NY
Past
March 6, 2012 - December 2, 2013
CAPLINK SECURITIES, INC
BD
CRD#: 130702
MANHATTAN BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
ODEON CAPITAL ADVISORS LLC
JET CAPITAL MANAGEMENT LTD. | SDS FAMILY OFFICE, LLC | ODEON CAPITAL ADVISORS LLC
CRD#: 307619 / SEC#: 801-119007
RIA
Registered Investment Advisory firm - (7/6/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/14/2021)
RR
California(12/10/2021)
IAR
Connecticut(12/10/2021)
RR
Connecticut(12/14/2021)
IAR
Delaware(12/14/2021)
RR
Florida(12/10/2021)
IAR
Florida(1/27/2022)
RR
Hawaii(12/10/2021)
RR
Illinois(12/10/2021)
RR
Massachusetts(12/14/2021)
RR
New Jersey(12/10/2021)
IAR
New York(2/16/2021)
RR
New York(12/10/2021)
IAR
Ohio(12/14/2021)
RR
Texas(12/10/2021)
RR
Washington(12/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OC
ODEON CAPITAL ADVISORS LLC
JET CAPITAL MANAGEMENT LTD. | SDS FAMILY OFFICE, LLC | ODEON CAPITAL ADVISORS LLC
CRD#: 307619 / SEC#: 801-119007
RIA
Registered Investment Advisory firm - (7/6/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
750 Lexington Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 230-5880
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 786,046,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
