Erica N. Marquez Avitia
Professional summary
Erica Nmn Marquez Avitia, who also goes by Erica B Marquez, Erica Bernardine Marquez, Erica B Marquez Avitia, Erica Marquez Avitia, is a registered financial professional currently at OLD MISSION CAPITAL, LLC located in Chicago, Illinois and OLD MISSION MARKETS LLC located in Chicago, Illinois.
Erica is registered as a RR (Registered Representative) and started their career in finance in 2006. Erica has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erica Nmn Marquez Avitia's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2013 - Present
OLD MISSION CAPITAL, LLC
Office #1: 1 N. Dearborn St. 8th Floor, Chicago, IL 60602Office #2: 1 N. Dearborn St. 8th Floor, Chicago, IL 60602May 25, 2017 - Present
OLD MISSION MARKETS LLC
Office #1: 1 N. Dearborn St. 8th Floor, Chicago, IL 60602January 23, 2006 - February 4, 2013
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
OLD MISSION MARKETS LLC
CRD#: 281867 / SEC#: , 8-69691
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OLD MISSION FINANCIAL SERVICES LLC | OWNER | |
| GASTON, STEVEN JOHN | CHIEF COMPLIANCE OFFICER | 3094187 |
| GUZOWSKI, JOSEF MICHAEL | MANAGER, CEO | 2989719 |
| KEITH, ALLEN THOMAS | FINOP | 4457493 |
| MARQUEZ AVITIA, ERICA NMN | CHIEF OPERATING OFFICER | 5074353 |
| NICHOLS, PATRICK JAMES | MANAGER | 4757503 |
| RUSSINA, BRYAN SCOTT | MANAGER | 5031844 |
Red Flags
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