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CRD#: 281867
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

OLD MISSION MARKETS LLC is located at 1 N. Dearborn St. 8th Floor, Chicago, IL 60602 and was first established at Chicago, Delaware in 08/03/2015. After operating for 10 years, OLD MISSION MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of OLD MISSION MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. OLD MISSION MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at OLD MISSION MARKETS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access OLD MISSION MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at OLD MISSION MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for OLD MISSION MARKETS LLC Comes From

Understanding the Statistics for OLD MISSION MARKETS LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602
Mailing Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602
Firm Size
Small
Phone Number
(312) 260-3052
Established
Delaware since 08/03/2015
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
OLD MISSION FINANCIAL SERVICES LLCOWNER
GASTON, STEVEN JOHNCHIEF COMPLIANCE OFFICER3094187
GUZOWSKI, JOSEF MICHAELMANAGER, CEO2989719
KEITH, ALLEN THOMASFINOP4457493
MARQUEZ AVITIA, ERICA NMNCHIEF OPERATING OFFICER5074353
NICHOLS, PATRICK JAMESMANAGER4757503
RUSSINA, BRYAN SCOTTMANAGER5031844

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Advisor's working at OLD MISSION MARKETS LLC

KP

Katherine M Powers

Katie Powers
RR
CRD#: 1882010
CFP®: Certified Financial Planner
Location:
Chicago, IL 60602
Company:
OLD MISSION CAPITAL, LLC
Disclosures:
Experience:
20 years
View Profile
KL

Kevin Peter Looby

RR
CRD#: 4229297
Location:
Chicago, IL 60602
Company:
OLD MISSION CAPITAL, LLC
Disclosures:
Experience:
25 years
View Profile
AK

Allen Thomas Keith

Allen T Keith
RR
CRD#: 4457493
Location:
Chicago, IL 60602
Company:
OLD MISSION MARKETS LLC
Disclosures:
Experience:
13 years
View Profile
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