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CRD#: 146991
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

OLD MISSION CAPITAL, LLC is located at 1 N. Dearborn St. 8th Floor, Chicago, IL 60602 and was first established at Chicago, Illinois in 03/19/2008. After operating for 17 years, OLD MISSION CAPITAL, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of OLD MISSION CAPITAL, LLC’s clients are individuals and 0% of their clients are high net worth individuals. OLD MISSION CAPITAL, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at OLD MISSION CAPITAL, LLC are registered to handle securities or provide financial advice. The firm has 8 disclosures, 8 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access OLD MISSION CAPITAL, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at OLD MISSION CAPITAL, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for OLD MISSION CAPITAL, LLC Comes From

Understanding the Statistics for OLD MISSION CAPITAL, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
8

FIRM INFORMATION

Main Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602
Mailing Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602
Firm Size
Medium
Phone Number
(312) 235-5371
Established
Illinois since 03/19/2008
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
OLD MISSION GROUP LLCMEMBER
GUZOWSKI, JOSEF MICHAELMANAGER2989719
KEITH, ALLEN THOMASFINOP4457493
LOOBY, KEVIN PETERCHIEF COMPLIANCE OFFICER4229297
MARQUEZ AVITIA, ERICA NMNCHIEF OPERATING OFFICER5074353
NICHOLS, PATRICK JAMESMANAGER4757503
RUSSINA, BRYAN SCOTTMANAGER5031844

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Advisor's working at OLD MISSION CAPITAL, LLC

QS

Qian Sun

RR
CRD#: 7077547
Location:
Chicago, IL 60602
Company:
OLD MISSION CAPITAL, LLC
Disclosures:
Experience:
2 years
View Profile
JR

John Henry Rhodes III

John Henry Rhodes
RR
CRD#: 7923017
Location:
Chicago, IL 60602
Company:
OLD MISSION CAPITAL, LLC
Disclosures:
Experience:
1 year
View Profile
KP

Katherine M Powers

Katie Powers
RR
CRD#: 1882010
CFP®: Certified Financial Planner
Location:
Chicago, IL 60602
Company:
OLD MISSION CAPITAL, LLC
Disclosures:
Experience:
20 years
View Profile
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