Nicholas L. Siik
STRATEGIC ADVISERS LLC | Vice President, Executive Planning Consultant
MERRIMACK, NH
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CRD#: 5073890
Professional summary
Nicholas Lewis Siik, CFP®, who also goes by Nicholas Lewis Siik Mr., Nicholas Lewis Siik, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Merrimack, New Hampshire and FIDELITY BROKERAGE SERVICES LLC located in Raleigh, North Carolina.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Nicholas has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
"Nothing stands still. We're either moving forward or moving backward. I believe it's important to take positive steps in even the smallest ways, and that's why I take great care and attention to detail in everything I do for my clients."
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas Lewis Siik Mr. | Nicholas Lewis Siik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-63708|OrgNmn:Suffolk University|Org Addr:Boston,Massachuse,US|OBA Nature:University |Invst Rel:N|Title:Employee|Duties:Teaching course on Financial Planning|StrtDt:12-06-21|TotHrs/mon:8|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Lewis Siik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Boston University
Master of Business Administration (MBA) - Finance
2013
Saint Anselm College
Bachelor of Business Administration - Business
2004
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MERRIMACK, NH
Current
February 21, 2006 - Present
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
RALEIGH, NC
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MERRIMACK, NH
Past
October 4, 2007 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MERRIMACK, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/2/2024)
RR
Alaska(3/25/2023)
RR
Arizona(1/4/2019)
RR
Arkansas(1/4/2019)
RR
California(6/21/2018)
RR
Colorado(1/4/2019)
RR
Connecticut(1/4/2019)
RR
Delaware(8/28/2018)
RR
District of Columbia(3/4/2022)
RR
Florida(1/4/2019)
RR
Georgia(1/4/2019)
RR
Hawaii(1/4/2019)
RR
Idaho(1/4/2019)
RR
Illinois(1/4/2019)
RR
Indiana(1/4/2019)
RR
Iowa(1/4/2019)
RR
Kansas(1/4/2019)
RR
Kentucky(1/4/2019)
RR
Louisiana(1/4/2019)
RR
Maine(1/7/2019)
RR
Maryland(1/4/2019)
RR
Massachusetts(3/14/2006)
IAR
Massachusetts(3/31/2025)
RR
Michigan(1/4/2019)
RR
Minnesota(1/4/2019)
RR
Mississippi(1/4/2019)
RR
Missouri(1/4/2019)
RR
Montana(2/12/2021)
RR
Nebraska(1/4/2019)
RR
Nevada(1/4/2019)
RR
New Hampshire(3/14/2006)
IAR
New Hampshire(3/31/2025)
RR
New Jersey(6/21/2018)
RR
New Mexico(1/4/2019)
RR
New York(1/4/2019)
RR
North Carolina(1/4/2019)
RR
Ohio(1/7/2019)
RR
Oklahoma(5/19/2023)
RR
Oregon(1/4/2019)
RR
Pennsylvania(6/21/2018)
RR
Rhode Island(6/21/2018)
RR
South Carolina(1/4/2019)
RR
South Dakota(3/25/2023)
RR
Tennessee(1/4/2019)
RR
Texas(7/5/2018)
IAR
Texas(3/31/2025)
RR
Utah(1/4/2019)
RR
Vermont(3/12/2021)
RR
Virginia(1/4/2019)
RR
Washington(1/4/2019)
RR
West Virginia(7/8/2022)
RR
Wisconsin(1/4/2019)
RR
Wyoming(9/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Executive Planning ConsultantCRD#: 104555Merrimack, NHTRUST BUT VERIFY
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Contact information
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