Rodney S. Jones

FRANKLIN DISTRIBUTORS

Stamford, CT 06902

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CRD#: 5073293

Professional summary

Rodney Sherman Jones, who also goes by Rodney S Jones, Rodney Sherman Jones, Rodney Sherman Mcintosh, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Stamford, Connecticut.

Rodney is registered as a RR (Registered Representative) and started their career in finance in 2006. Rodney has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rodney S Jones | Rodney Sherman Jones | Rodney Sherman Mcintosh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RODNEY S. JONES, SPEAKER POSITION: Owner/Speaker NATURE: Educational Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/03/2010 ADDRESS: 2727 Travis St., Unit 307, Houston TX 77006, United States DESCRIPTION: Deliver keynote speaking engagements on professional development. RODNEY S. JONES | AUTHOR POSITION: Author NATURE: Retail Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/13/2020 ADDRESS: 2727 Travis St., Unit, Houston TX 77006, United States DESCRIPTION: I wrote a book on personal development. It was published by page publishing. It's being sold by online book retailers. BIG BROTHERS BIG SISTERS POSITION: Board Member | Volunteer NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2018 ADDRESS: 1003 Washington Ave, Houston TX 77002, United States DESCRIPTION: Drive community involvement for engaging in 1:1 mentoring; fundraising; providing insight on how the organization can better fulfill its mission.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rodney Sherman Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2022 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 100 First Stamford Place, Stamford, CT 06902

CRD#: 109064

Stamford, CT

Past

August 24, 2021 - June 30, 2022

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

HOUSTON, TX

Past

November 13, 2020 - June 30, 2022

PRUCO SECURITIES, LLC.

CRD#: 5685

HOUSTON, TX

Past

October 29, 2015 - December 9, 2019

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

HOUSTON, TX

Past

February 26, 2014 - November 12, 2015

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

ATLANTA,, GA

Past

August 22, 2011 - January 22, 2014

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

TAMPA, FL

Past

July 7, 2009 - September 25, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

HOUSTON, TX

Past

May 29, 2007 - January 24, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

HOUSTON, TX

Past

May 3, 2007 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

HOUSTON, TX

Past

January 25, 2006 - April 10, 2007

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(8/1/2022)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/23/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/24/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/24/2016

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLETON WORLDWIDE, INC.	SHAREHOLDER
CIEPRISZ, KENNETH DAVID	CHIEF COMPLIANCE OFFICER	2303713
GAMBA, DANIEL ERNESTO	CHIEF EXECUTIVE OFFICER	4594704
MASOM, JEFFREY SCOTT	PRESIDENT-DIRECTOR	2870966
PATERSON, DAVID	CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL	7001546

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Rodney S. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rodney Sherman Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

COREBRIDGE CAPITAL SERVICES, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

CHASE INVESTMENT SERVICES CORP.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2021

Series 63

Date: 2/23/2006

SIE

Date: 10/1/2018

Series 6

Date: 1/24/2006

Series 26

Date: 10/24/2016

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN DISTRIBUTORS, LLC

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