Holly S. Goodrich
Professional summary
Holly Sue Goodrich, who also goes by Holly Goodrich Mcmullan, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in Greenwich, Connecticut.
Holly is registered as a RR (Registered Representative) and started their career in finance in 2006. Holly has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Holly Sue Goodrich's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2011 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 100 West Putnam Avenue 1st Floor, Greenwich, CT 06830February 17, 2006 - December 5, 2007
PEQUOT CAPITAL FINANCIAL SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2020)
(1/4/2022)
(8/25/2011)
(1/25/2021)
(1/25/2021)
(8/24/2011)
(9/22/2011)
(7/7/2016)
(1/4/2022)
(1/4/2022)
(4/4/2011)
(1/25/2021)
(1/4/2022)
(1/5/2015)
(7/7/2016)
(1/27/2012)
(1/4/2022)
(1/21/2020)
Exams
FINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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