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Darius W Anderson

CRD# 5066734·Registered 2006 - 2013
Previously Registered: Being a previously registered professional could mean that Darius is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darius W Anderson, who also goes by Parius W Anderson, was a registered financial advisor. Darius was a previously registered financial professional and started their career in finance 2006 - 2013. Darius had worked at 1 firm and has passed the Series 63, Series 22 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Parius W Anderson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

GOLD BRIDGE CAPITAL, LLC·CRD# 140888
BD
Sacramento, CA
October 31, 2006 - October 30, 2013

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Current Firm

GB
GOLD BRIDGE CAPITAL, LLC

GOLD BRIDGE CAPITAL, LLC

CRD#: 140888 / SEC#: 8-67349
BD
Terminated by SEC on 12/29/2013

Contact Information

Established

California since 10/11/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ANDERSON, DARIUS WCEO5066734
ANDERSON, KIRK CAMERONMANAGING PARTNER/CHIEF COMPLIANCE OFFICER4216308
KIERNAN, DANIEL FRANCISFINOP1874759

Disclosures

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2006About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Apr 2006About the Series 22 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Aug 2006About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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