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Daniel Francis Kiernan

CRD# 1874759·Registered 1994 - 2024
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Francis Kiernan, who also goes by Daniel Francis Kiernan, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1994 - 2024. Daniel had worked at 54 firms and has passed the Series 63, SIE, Series 99TO and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Francis Kiernan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

HUBBLE INVESTMENTS, LLC·CRD# 289415
BD
San Mateo, CA
March 29, 2024 - March 29, 2024
REALTYSHARES SECURITIES, LLC·CRD# 283560
BD
San Francisco, CA
September 19, 2018 - December 27, 2018
CROSS POINT CAPITAL LLC·CRD# 136223
BD
New York, NY
June 27, 2018 - June 29, 2021
KENMAR SECURITIES, LLC·CRD# 171793
BD
New York, NY
October 21, 2015 - April 17, 2020
MB TRADING·CRD# 30330
BD
El Segundo, CA
April 14, 2015 - November 30, 2015
VENTOUX SECURITIES, LLC·CRD# 149298
BD
Gardnerville, NV
December 10, 2013 - June 30, 2022
CLEAN ENERGY CAPITAL SECURITIES LLC·CRD# 153321
BD
Houston, TX
September 26, 2013 - June 29, 2016
CREATIVEONE SECURITIES, LLC·CRD# 152974
BD
Overland Park, KS
September 3, 2013 - March 2, 2017
VFG SECURITIES, INC.·CRD# 15121
BD
Culver City, CA
May 2, 2013 - November 6, 2013
FARRELL MARSH & CO.·CRD# 31971
BD
King Of Prussia, PA
November 30, 2012 - July 2, 2013
XTON FINANCIAL LLC·CRD# 132847
BD
New York, NY
October 5, 2011 - November 10, 2011
TRIPLE A PARTNERS LLC·CRD# 142790
BD
Venice, CA
September 30, 2011 - September 30, 2013
MORTON CLARKE INC.·CRD# 37182
BD
Seattle, WA
February 17, 2011 - March 31, 2011
O'CONNOR & COMPANY SECURITIES INC.·CRD# 146787
BD
Newport Beach, CA
February 8, 2011 - April 4, 2018
TRADEWEB DIRECT LLC·CRD# 103787
BD
New York, NY
January 24, 2011 - February 10, 2014
MYD MARKET, INC·CRD# 29019
BD
New York, NY
April 9, 2010 - June 7, 2010
MCCAFFERTY & COMPANY, LLC·CRD# 147259
BD
Los Angeles, CA
July 8, 2008 - December 20, 2010
MAYFAIR SECURITIES, LLC·CRD# 138684
BD
Los Angeles, CA
March 17, 2008 - May 5, 2009
SECU BROKERAGE SERVICES·CRD# 19899
BD
Raleigh, NC
October 22, 2007 - January 30, 2008
ENERGY SECURITIES, INC.·CRD# 101220
BD
Brentwood, TN
May 23, 2007 - August 30, 2011
NORTH POINT MERGERS AND ACQUISITIONS, INC.·CRD# 133300
BD
San Francisco, CA
April 18, 2007 - July 14, 2022
KLEIN INVESTMENT GROUP, L.P.·CRD# 36392
BD
Beverly Hills, CA
April 4, 2007 - November 7, 2008
GOLD BRIDGE CAPITAL, LLC·CRD# 140888
BD
Sacramento, CA
February 13, 2007 - October 30, 2013
LYNX CAPITAL, LLC·CRD# 137178
BD
Moraga, CA
February 27, 2006 - August 5, 2008
AMERICA'S CHOICE EQUITIES LLC·CRD# 135272
BD
Palm Beach Gardens, FL
January 10, 2006 - August 1, 2011
HUNTER WISE SECURITIES, LLC·CRD# 104193
BD
Irvine, CA
December 9, 2005 - September 3, 2014
RP CAPITAL LLC·CRD# 134768
BD
Gig Harbor, WA
August 15, 2005 - February 21, 2017
HARVEST CAPITAL INVESTMENTS LLC·CRD# 40367
BD
Vienna, VA
June 10, 2005 - October 11, 2005
SECU BROKERAGE SERVICES·CRD# 19899
BD
Raleigh, NC
May 12, 2005 - August 4, 2006
ORCHARD SECURITIES, LLC·CRD# 133378
BD
Pleasant Grove, UT
March 29, 2005 - April 21, 2005
MACARTHUR STRATEGIES, INC.·CRD# 20678
BD
Irvine, CA
January 25, 2005 - December 8, 2009
ZEPEDA & COMPANY, INC.·CRD# 132595
BD
Los Angeles, CA
January 5, 2005 - July 31, 2007
AGENCY DESK, LLC·CRD# 131851
BD
New York, NY
November 30, 2004 - July 10, 2006
CHADBOURN SECURITIES, INC.·CRD# 39439
BD
Jacksonville, FL
September 8, 2004 - February 1, 2008
BLUE VISTA CAPITAL, LLC·CRD# 127001
BD
Chicago, IL
August 26, 2004 - May 12, 2005
MERITUS FINANCIAL GROUP, INC.·CRD# 128957
BD
Elgin, IL
February 19, 2004 - March 31, 2005
ORION TRADING, LLC·CRD# 43932
BD
Winter Park, FL
August 6, 2003 - January 26, 2004
REDWOOD TRADING, LLC·CRD# 114774
BD
San Francisco, CA
July 29, 2003 - January 23, 2004
VULCAN SECURITIES LLC·CRD# 125333
BD
Catheys Valley, CA
July 1, 2003 - March 20, 2015
GROWTH CAPITAL SERVICES, INC.·CRD# 124658
BD
Claymont, DE
June 4, 2003 - December 31, 2003
ROUND HILL SECURITIES, INC.·CRD# 35223
BD
Alamo, CA
May 30, 2003 - May 30, 2003
NEXTREND SECURITIES, INC.·CRD# 43710
BD
Dallas, TX
April 30, 2003 - February 5, 2015
BRANDIS TALLMAN LLC·CRD# 120889
BD
San Francisco, CA
October 18, 2002 - November 11, 2020
GIRARD SECURITIES, INC.·CRD# 18697
BD
San Diego, CA
August 23, 2002 - January 27, 2003
EBONDTRADE·CRD# 47396
BD
Walnut Creek, CA
May 29, 2002 - October 31, 2002
WAVELAND CAPITAL PARTNERS LLC·CRD# 40054
BD
Irvine, CA
May 17, 2002 - September 24, 2010
PEYTON, CHANDLER & SULLIVAN, INC.·CRD# 113517
BD
Rocklin, CA
March 27, 2002 - October 22, 2002
ALDER CREEK CAPITAL, LLC·CRD# 113819
BD
Mill Valley, CA
March 25, 2002 - July 28, 2004
TRANCEKA CAPITAL, LLC·CRD# 118028
BD
Seattle, WA
March 5, 2002 - May 31, 2002
CAPITAL ACCESS, LTD.·CRD# 24898
BD
Seattle, WA
January 22, 2002 - March 6, 2002
OFFROAD SECURITIES, INC.·CRD# 30890
BD
San Francisco, CA
June 25, 2001 - August 30, 2001
APEX REAL ESTATE ADVISORS, LLC·CRD# 45098
BD
Point Richmond, CA
March 12, 2001 - May 5, 2003
BROKERAGEAMERICA, LLC·CRD# 47966
BD
New York, NY
March 8, 2000 - June 6, 2001
FINANCIAL TELESIS INC·CRD# 31012
BD
San Rafael, CA
September 30, 1998 - August 16, 2000
GRIGSBY & ASSOCIATES, INC.·CRD# 13364
BD
San Francisco, CA
February 4, 1994 - November 26, 1996

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Current Firm

HI
HUBBLE INVESTMENTS, LLC

HUBBLE INVESTMENTS, LLC

CRD#: 289415 / SEC#: 8-69995
BD
Terminated by SEC on 02/03/2025

Contact Information

Established

Delaware since 05/30/2017

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
HUBBLE HOLDINGS LLCSOLE MEMBER—
CHATURVEDI, SWATI NMNMANAGER, CCO AND CEO6701693
SQUIRE, STEPHEN MALCOLMFINOP1596703

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1994About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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