Connor D. Lingle
Professional summary
Connor Davis Lingle, who also goes by Connor Lingle, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Connor is registered as a RR (Registered Representative) and started their career in finance in 2005. Connor has worked at 6 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Connor Davis Lingle's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 320 Park Avenue, New York, NY 10022January 3, 2022 - December 4, 2023
AMUNDI DISTRIBUTOR US, INC.
December 13, 2017 - January 4, 2022
SG AMERICAS SECURITIES, LLC
June 29, 2011 - June 29, 2011
INTEGRAL DERIVATIVES, LLC
January 2, 2009 - February 24, 2011
INTEGRAL DERIVATIVES, LLC
January 25, 2007 - January 12, 2009
AGS SPECIALISTS II, LLC
November 25, 2005 - February 8, 2007
AGS SPECIALISTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 11/13/2020
Securities Trader ExamFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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