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Anup A. Desai
NEXUS CAPITAL
Matthews, NC 28105
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CRD#: 5064348
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Professional summary
Anup A Desai is a registered financial advisor currently at NEXUS CAPITAL INC located in Matthews, North Carolina.
Anup is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Anup has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NEXUS VENTURES LLC, ET AL., INVESTMENT RELATED BUSINESSES, MATTHEWS, NORTH CAROLINA, PRIVATELY HELD INVESTMENT COMPANY, CO-MANAGER, START DATE OCTOBER 2021, 1 HOUR PER WEEK, 0 HOURS DURING SECURITIES TRADING HOURS; INDEPENDENT INSURANCE AGENT, NON-INVESTMENT RELATED, MATTHEWS, NORTH CAROLINA, INSURANCE PRODUCT SALES, SELF-EMPLOYED, INSURANCE AGENT, START DATE JAN 2017, 2HOURS PER WEEK, 0 HOURS DURING SECURITIES TRADING HOURS, PRIMARY DUTY IS INSURANCE PRODUCT SALES. CHANDRA CHUD IRREVOCABLE LIVIN~'NIR'~1105 DUMON COURT~~MATTHEWS~NC~28104~OTHER~OTHER~12/2010~1HRS~0HRS~TRUSTEE ~~DESAI & DESAI, LLP~'NIR'~1105 DUMONT CT.~ ~MATTHEWS~NC~28104~CPA, TAX PREPARATION/ACCOUNTING~OWNER/SOLE PROPRIETER~11/2002~160HRS~120HRS~TAX PREP, PAYROLL, BOOKKEEPING~~VALLABH, LLC~'NIR'~2423 PLANTATIONS CENTER DRIVE SUITE B~~MATTHEWS~NC~28105~RENTAL PROPERTY OWNER/MANAGEMENT~OTHER~12/2002~10HRS~5HRS~OWNER OF RENTAL PROPERTIES. ~ VALLABH II, LLC~'NIR'~2423 PLANTATIONS CENTER DRIVE SUITE B~~MATTHEWS~NC~28105~RENTAL PROPERTY OWNER/MANAGEMENT~OTHER~12/2002~10HRS~5HRS~OWNER OF RENTAL PROPERTIES. ~ MONEE HOTELS, LLC ~ MANAGING MEMBER ~ HOTEL BUSINESS ~ 10 HOURS A MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Anup A Desai's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2020 - Present
NEXUS CAPITAL INC
Office #1: 2423-b Plantation Center Drive Suite B, Matthews, NC 28105RIA
CRD#: 291866
Matthews, NC
Past
November 7, 2011 - May 15, 2017
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Matthews, NC
Past
October 12, 2006 - November 4, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CHARLOTTE, NC
Past
December 13, 2005 - September 7, 2006
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
MATTHEWS, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(5/14/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NC
NEXUS CAPITAL INC
NEXUS CAPITAL INC | NEXUS CAPITAL, INC. | NEXUS CAPITAL INC.
CRD#: 291866 / SEC#:
Georgia
Registered Investment Advisory firm - (2/7/2018 Approved)North Carolina
Registered Investment Advisory firm - (5/23/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2423-b Plantation Center Drive Suite B, Matthews, NC 28105
Mailing Address
Phone number
(704) 845-0918
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 82 |
| AUM (Assets Under Management) | $ 6,985,874 |
Red Flags
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