Douglas B. Brown
Professional summary
Douglas Benedict Brown, who also goes by Doug Brown, Douglas Benedict Brown Jr., Douglas Brown, is a registered financial professional currently at MILLENNIUM ADVISORS, LLC located in Charlotte, North Carolina.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2011. Douglas has worked at 5 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Benedict Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2025 - Present
MILLENNIUM ADVISORS, LLC
Office #1: 11605 N Community House Dr Suite 550, Charlotte, NC 28277December 28, 2015 - April 24, 2025
WELLS FARGO SECURITIES, LLC
May 21, 2013 - September 18, 2015
NOMURA SECURITIES INTERNATIONAL, INC.
July 2, 2012 - May 2, 2013
VIRTU AMERICAS LLC
June 9, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MILLENNIUM ADVISORS, LLC
CRD#: 151236 / SEC#: , 8-68349
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLENNIUM CONSOLIDATED HOLDINGS LLC | OWNER | |
| BROWN, DOUGLAS BENEDICT | CCO, AML SUPERVISOR | 5063686 |
| CHAPPELLE, DAVID WALTER | MEMBER, GENERAL PRINCIPAL | |
| DEMODNA, JOSEPH CHARLES | PRINCIPAL OPERATIONS OFFICER | 5156407 |
| HEALY, MICHAEL GEORGE | CHIEF EXECUTIVE OFFICER | 3011582 |
| LEE, CHRISTY ROSS | CFO, FINOP, PRINCIPAL FINANCIAL OFFICER | 4926666 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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