JV
Jason H. Vieira
FIRST CITIZENS INVESTOR SERVICES
Charlotte, NC 28211
Some features on this profile are disabled
CRD#: 5062229
JV
Professional summary
Jason Henry Vieira, who also goes by Jason Henry VIeira, Jason Vieira, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Charlotte, North Carolina and FIRST CITIZENS ASSET MANAGEMENT, INC located in Charlotte, North Carolina.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jason has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Henry Vieira | Jason Vieira
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Provident Home Services LLC, 2716 Travelers Ct Charlotte, NC 28226. Handyman and home renovation services, owner began 9/11/20. 10 hours/month, 0 during trading hours, non-investment related. This is a business where I do small projects and residential renovations. I am the owner and sole employee. Hourly compensation, business is not a client of the firm. 2) First Citizens Asset Management; Nature of business is a Registered Investment Advisor; 4300 Six Forks Rd, Raleigh NC, 27609; Began 05/12/2023; New Business Development Officer; 16 hours/month during trading hours. Investment Related; Duties are supervision of regional managers; Compensation is part of salary paid by FCIS. No direct compensation received from FCAM. Business is not a client of the Firm.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Henry Vieira's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Henry Vieira's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2020 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 4325 Randolph Road, Charlotte, NC 28211RIA
BD
CRD#: 44430
Charlotte, NC
Current
May 24, 2023 - Present
FIRST CITIZENS ASSET MANAGEMENT, INC
Office #1: 4325 Randolph Road, Charlotte, NC 28211RIA
CRD#: 140777
Charlotte, NC
Current
November 4, 2020 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 4325 Randolph Road, Charlotte, NC 28211RIA
BD
CRD#: 44430
Charlotte, NC
Past
May 28, 2020 - August 5, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
May 28, 2020 - August 5, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
March 1, 2019 - April 13, 2020
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
CHARLOTTE, NC
Past
March 1, 2019 - April 13, 2020
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
CHARLOTTE, NC
Past
November 28, 2018 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
CHARLOTTE, NC
Past
October 2, 2018 - March 1, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
CHARLOTTE, NC
Past
March 8, 2016 - May 8, 2018
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
BD
CRD#: 487
CHARLOTTE, NC
Past
March 28, 2013 - February 4, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLOTTE, NC
Past
June 5, 2007 - February 4, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHARLOTTE, NC
Past
January 16, 2006 - May 30, 2007
E*TRADE SECURITIES LLC
BD
CRD#: 29106
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/7/2021)
RR
Georgia(6/7/2021)
RR
Kentucky(6/7/2021)
RR
Maryland(8/7/2024)
RR
Michigan(6/7/2021)
RR
Nevada(9/12/2022)
IAR
North Carolina(11/4/2020)
RR
North Carolina(11/5/2020)
RR
South Carolina(11/4/2020)
RR
Tennessee(10/11/2024)
RR
Texas(11/4/2020)
IAR
Texas(11/16/2020)
RR
Washington(10/9/2023)
RR
Wisconsin(9/8/2025)
RR
Wyoming(5/18/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
