AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CF

Corey T. Ferris

FERRIS FINANCIAL SERVICES, L.L.C.
MIDLAND, MI 48640
Some features on this profile are disabled
CRD#: 5059885
CF

Professional summary

Corey Thomas Ferris is a registered financial advisor currently at FERRIS FINANCIAL SERVICES, L.L.C. located in Midland, Michigan.

Corey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Corey has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Corey T. Ferris, Sole Proprietor Investment related: yes Address: Midland, MO Nature: Insurance and Tax Position: Insurance Agent/Tax Advisor Start: 04/2024Hours/month: 90 Hours during securities trading: 45

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Thomas Ferris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 23, 2024 - Present

FERRIS FINANCIAL SERVICES, L.L.C.

Office #1: 4300 W. Sugnet Rd., Midland, MI 48640
RIA
CRD#: 330890
MIDLAND, MI
Past

February 2, 2011 - May 21, 2024

HANTZ FINANCIAL SERVICES, INC.

RIA
CRD#: 46047
MIDLAND, MI
Past

April 19, 2006 - May 21, 2024

HANTZ FINANCIAL SERVICES, INC.

BD
CRD#: 46047
MIDLAND, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(5/23/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/22/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/6/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/18/2006
General Securities Representative Examination

Current Firm

FF
FERRIS FINANCIAL SERVICES, L.L.C.
FERRIS FINANCIAL LLC | FERRIS FINANCIAL SERVICES, L.L.C.

CRD#: 330890 / SEC#:

Michigan
Registered Investment Advisory firm - (4/29/2024 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4300 W. Sugnet Rd., Midland, MI 48640
Mailing Address
Phone number
(989) 996-0401
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts70
AUM (Assets Under Management)$ 5,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FERRIS FINANCIAL SERVICES, L.L.C.

CRD#: 330890Midland, MI 48640

TRUST BUT VERIFY

Monitor Corey Ferris

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Phillip Bruce Smith III
Phillip SmithAdvisorCheck Check Mark
CETERA INVESTMENT ADVISERS LLC
IAR
RR
EUGENE, OR
Diana London
Diana LondonAdvisorCheck Check Mark
PFS INVESTMENTS INC.
IAR
RR
Windham, ME
Jeremy Alexander Ellisor SR.
Jeremy EllisorAdvisorCheck Check Mark
CONVERGENT FINANCIAL GROUP
IAR
Mount Pleasant, SC
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics