Michael P. Conley
Professional summary
Michael Patrick Conley, CFP®, who also goes by Mike Conley, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Southern Pines, North Carolina and SECU BROKERAGE SERVICES located in Troy, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Conley's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2015 - Present
CREDIT UNION INVESTMENT SERVICES
Office #1: 10955 Us 15/501, Southern Pines, NC 28387March 12, 2015 - Present
SECU BROKERAGE SERVICES
Office #1: 1058 Albemarle Rd, Troy, NC 27371Office #2: 160 Savannah Garden Drive, Carthage, NC 28327Office #3: 10955 Us 15/501, Southern Pines, NC 28387State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2015)
(4/1/2015)
Exams
Series 7TO
Date: 3/15/2023
General Securities Representative ExaminationFINRA
Current Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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