Jason S. Graves

TRADEWEB DIRECT LLC

NEW YORK, NY 10167

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CRD#: 5051621

Professional summary

Jason Scott Graves is a registered financial professional currently at TRADEWEB DIRECT LLC located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2005. Jason has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2018 - Present

TRADEWEB DIRECT LLC

Office #1: 245 Park Avenue Floor 30, New York, NY 10167

CRD#: 103787

NEW YORK, NY

Past

January 2, 2018 - February 8, 2018

ICE BONDS SECURITIES CORPORATION

CRD#: 123635

NEW YORK, NY

Past

January 20, 2011 - January 5, 2018

VIRTU AMERICAS LLC

CRD#: 149823

New York, NY

Past

April 23, 2009 - May 18, 2011

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

January 3, 2008 - January 21, 2011

KNIGHT BONDPOINT, INC.

CRD#: 102580

JERSEY CITY, NJ

Past

December 7, 2005 - October 17, 2007

TRADEWEB LLC

CRD#: 42759

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/2/2018)

Exams

State Security Law Exam

Series 63

Date: 6/11/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/6/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 7/21/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/2/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRADEWEB DIRECT LLC

BONDDESK TRADING LLC | TRADEWEB DIRECT LLC

CRD#: 103787 / SEC#: , 8-52278

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

245 Park Avenue, New York, NY 10167

Mailing Address

245 Park Avenue, New York, NY 10167

Phone number

(212) 808-0004

Established

Delaware since 11/03/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BONDDESK GROUP LLC	OWNER
BRUNER, CHRISTIAN ADAM	BOARD MEMBER	5661505
CAHALANE, JOHN JOSEPH	PRESIDENT	2922033
CLACK, AMY	BOARD MEMBER	4882071
FRIEDMAN, DOUGLAS L.	GENERAL COUNSEL	5121291
MCGUIRE, MICHAEL TERRENCE	CHIEF COMPLIANCE OFFICER	2267871
PITTINSKY, JONATHAN DAVID	CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL	4291263
SERRAO, ASHLEY NEIL	BOARD MEMBER	5360541
WOOD, ELISABETH KIRBY	BOARD MEMBER	4929181

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Jason S. Graves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Scott Graves's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICE BONDS SECURITIES CORPORATION

VIRTU AMERICAS LLC

KNIGHT CAPITAL AMERICAS, L.P.

KNIGHT BONDPOINT, INC.

TRADEWEB LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/11/2007

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/6/2005

Series 53

Date: 7/21/2009

Series 24

Date: 6/2/2009

FINRA

Current Firm

TRADEWEB DIRECT LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADEWEB DIRECT LLC

TRUST BUT VERIFY

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