Darin S. Paul
Professional summary
Darin Scott Paul, who also goes by Darin S Paul, Darin Paul, is a registered financial professional currently at SOUTHEAST INVESTMENTS, N.C., INC. located in Charlotte, North Carolina.
Darin is registered as a RR (Registered Representative) and started their career in finance in 2006. Darin has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Darin Scott Paul's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2019 - Present
SOUTHEAST INVESTMENTS, N.C., INC.
Office #1: 820 Tyvola Road, Suite 104, Charlotte, NC 28217January 6, 2012 - September 24, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 30, 2006 - January 6, 2012
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2023)
(9/23/2019)
(1/10/2020)
(9/1/2022)
(9/23/2019)
Exams
FINRA
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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