SS
Steven R. Samet
BOSTON PARTNERS SECURITIES, L.L.C.
New York, NY 10165
Some features on this profile are disabled
CRD#: 5046211
SS
Professional summary
Steven Richard Samet is a registered financial professional currently at BOSTON PARTNERS SECURITIES, L.L.C. located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2005. Steven has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Steven Richard Samet's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2013 - Present
BOSTON PARTNERS SECURITIES, L.L.C.
Office #1: One Grand Central Place 60 E 42nd St - Suite 1550, New York, NY 10165Office #2: One Beacon Street- 30th Floor, Boston, MA 02108BD
CRD#: 2998
New York, NY
Past
December 14, 2005 - October 9, 2009
BOSTON PARTNERS SECURITIES, L.L.C.
BD
CRD#: 2998
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/6/2013)
RR
Alaska(3/6/2013)
RR
Arizona(3/4/2013)
RR
Arkansas(3/6/2013)
RR
California(3/6/2013)
RR
Colorado(2/15/2013)
RR
Connecticut(2/15/2013)
RR
Delaware(3/6/2013)
RR
District of Columbia(2/15/2013)
RR
Florida(2/15/2013)
RR
Georgia(3/6/2013)
RR
Hawaii(3/6/2013)
RR
Idaho(2/15/2013)
RR
Illinois(2/15/2013)
RR
Indiana(3/6/2013)
RR
Iowa(3/6/2013)
RR
Kansas(3/6/2013)
RR
Kentucky(3/6/2013)
RR
Louisiana(2/15/2013)
RR
Maine(2/15/2013)
RR
Maryland(2/15/2013)
RR
Massachusetts(3/6/2013)
RR
Michigan(3/6/2013)
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Minnesota(3/6/2013)
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Mississippi(3/6/2013)
RR
Missouri(2/19/2013)
RR
Montana(3/6/2013)
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Nebraska(3/6/2013)
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Nevada(3/6/2013)
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New Hampshire(3/6/2013)
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New Jersey(2/15/2013)
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New Mexico(3/6/2013)
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New York(3/6/2013)
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North Carolina(3/6/2013)
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North Dakota(3/6/2013)
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Ohio(2/15/2013)
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Oklahoma(3/6/2013)
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Oregon(3/6/2013)
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Pennsylvania(3/6/2013)
RR
Puerto Rico(2/15/2013)
RR
Rhode Island(3/6/2013)
RR
South Carolina(3/6/2013)
RR
South Dakota(3/6/2013)
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Tennessee(4/19/2023)
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Texas(3/6/2013)
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Utah(3/6/2013)
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Vermont(2/15/2013)
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Virginia(3/6/2013)
RR
Washington(3/6/2013)
RR
West Virginia(3/6/2013)
RR
Wisconsin(3/6/2013)
RR
Wyoming(3/6/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BOSTON PARTNERS SECURITIES, L.L.C.
BOSTON PARTNERS SECURITIES, L.L.C. | WEISS, PECK & GREER, L.L.C. | WEISS, PECK & GREER INVESTMENTS | WEISS PECK & GREER LLC | WEISS PECK & GREER | ROBECO USA, L.L.C. | ROBECO USA BROKERAGE SERVICES | ROBECO SECURITIES, L.L.C. | ROBECO INVESTMENT MANAGEMENT
CRD#: 2998 / SEC#: , 8-15648
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Beacon Street- 30th Floor, Boston, MA 02108
Mailing Address
One Beacon Street- 30th Floor, Boston, MA 02108
Phone number
(617) 832-8200
Established
Delaware since 05/21/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
