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CRD#: 2998
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BOSTON PARTNERS SECURITIES, L.L.C. is located at One Beacon Street- 30th Floor, Boston, MA 02108 and was first established at Boston, Delaware in 05/21/2004. After operating for 21 years, BOSTON PARTNERS SECURITIES, L.L.C. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BOSTON PARTNERS SECURITIES, L.L.C.’s clients are individuals and 0% of their clients are high net worth individuals. BOSTON PARTNERS SECURITIES, L.L.C. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BOSTON PARTNERS SECURITIES, L.L.C. are registered to handle securities or provide financial advice. The firm has 8 disclosures, 7 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BOSTON PARTNERS SECURITIES, L.L.C.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BOSTON PARTNERS SECURITIES, L.L.C.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for BOSTON PARTNERS SECURITIES, L.L.C. Comes From

Understanding the Statistics for BOSTON PARTNERS SECURITIES, L.L.C. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
7
Arbitration
1

FIRM INFORMATION

Main Address
One Beacon Street- 30th Floor, Boston, MA 02108
Mailing Address
One Beacon Street- 30th Floor, Boston, MA 02108
Firm Size
Small
Phone Number
(617) 832-8200
Established
Delaware since 05/21/2004
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BOSTON PARTNERSOWNER124982
BOSTON PARTNERSMANAGING MEMBER124982
BUTTERLY, WILLIAM GEORGECHIEF LEGAL OFFICER2357915
HEATHWOOD, PAUL DESMONDCHIEF EXECUTIVE OFFICER4123255
KIMBALL, MICHAEL THOMASCHIEF FINANCIAL OFFICER FINOP5590417
REID, JASON LEECHIEF COMPLIANCE OFFICER3178685

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Advisor's working at BOSTON PARTNERS SECURITIES, L.L.C.

CW

Connor David Watson

RR
CRD#: 6364598
Location:
Boston, MA 02108
Company:
BOSTON PARTNERS SECURITIES, L.L.C.
Disclosures:
Experience:
11 years
View Profile
PZ

Peter William Ziobro

Peter William Zibro
RR
CRD#: 1724205
Location:
Boston, MA 02108
Company:
BOSTON PARTNERS SECURITIES, L.L.C.
Disclosures:
Experience:
38 years
View Profile
SL

Samuel L Lieberman

Samuel Lieberman
RR
CRD#: 1942533
Location:
Boston, MA 02108
Company:
BOSTON PARTNERS SECURITIES, L.L.C.
Disclosures:
Experience:
36 years
View Profile
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