JT
Jordan D. Topal
WELLS FARGO INVESTMENT INSTITUTE
Raleigh, NC 27607-5066
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CRD#: 5045273
JT
Professional summary
Jordan David Topal is a registered financial advisor currently at WELLS FARGO INVESTMENT INSTITUTE, INC. located in Raleigh, North Carolina.
Jordan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jordan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Holleejay Properties, LLC Not investment related Address: 1712 Baker Rd., Raleigh, NC 27607 Nature of business: Passive real estate investment - residential rental properties Position/Title: Managing member Start Date: 1/11/2017 Time devoted to business: 2 hours a month (managed by a property manager) Time devoted during trading hours: 0 hours a month Duties: accounting reconciliation, occasional calls with property manager Win Win Storage, LLC Not investment related Address: 1712 Baker Rd., Raleigh, NC 27607 Nature of business: Passive real estate investment - self storage facility Position/Title: Managing member Start Date: 9/15/2020 Time devoted to business: 5 hours a month (managed by on-site maintenance, call center) Time devoted during trading hours: 0 hours a month Duties: accounting reconciliation, maintenance emails/calls Applecool Storage, LLC Not investment related Address: 1712 Baker Rd., Raleigh, NC 27607 Nature of business: Passive real estate investment - self storage facility Position/Title: Managing member Start Date: 6/14/2021 Time devoted to business: 5 hours a month (managed by on-site maintenance, call center) Time devoted during trading hours: 0 hours a month Duties: accounting reconciliation, maintenance emails/calls
CRS (Client Relationship Summary) - RIA
Click below to view Jordan David Topal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2021 - Present
WELLS FARGO INVESTMENT INSTITUTE, INC.
Office #1: 1100 Corporate Center Dr Bldg B Floor 01, Raleigh, NC 27607-5066RIA
CRD#: 133204
Raleigh, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WELLS FARGO INVESTMENT INSTITUTE, INC.
A.G. EDWARDS CAPITAL, INC. (RELYING ADVISER) | WELLS FARGO INVESTMENT INSTITUTE, INC. | WACHOVIA ALTERNATIVE STRATEGIES, INC. | SOCIAL IMPACT INVESTING TEAM | OPTION STRATEGIES GROUP | GLOBAL SECURITIES RESEARCH | GLOBAL PORTFOLIO MANAGEMENT | GLOBAL MANAGER RESEARCH | GLOBAL INVESTMENT STRATEGY | GLOBAL ASSET ALLOCATION | GLOBAL ALTERNATIVE INVESTMENTS | FIXED INCOME STRATEGIES TEAM | EVERGREEN INVESTMENTS | EVERGREEN FPS, INC. | EVERGREEN ALTERNATIVE STRATEGIES, INC. | EQUITY OPTIMIZATION | ALTERNATIVE STRATEGIES GROUP, INC.
CRD#: 133204 / SEC#: 801-64191
RIA
Registered Investment Advisory firm - (5/13/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(12/16/2021)
Current Firm
WF
WELLS FARGO INVESTMENT INSTITUTE, INC.
A.G. EDWARDS CAPITAL, INC. (RELYING ADVISER) | WELLS FARGO INVESTMENT INSTITUTE, INC. | WACHOVIA ALTERNATIVE STRATEGIES, INC. | SOCIAL IMPACT INVESTING TEAM | OPTION STRATEGIES GROUP | GLOBAL SECURITIES RESEARCH | GLOBAL PORTFOLIO MANAGEMENT | GLOBAL MANAGER RESEARCH | GLOBAL INVESTMENT STRATEGY | GLOBAL ASSET ALLOCATION | GLOBAL ALTERNATIVE INVESTMENTS | FIXED INCOME STRATEGIES TEAM | EVERGREEN INVESTMENTS | EVERGREEN FPS, INC. | EVERGREEN ALTERNATIVE STRATEGIES, INC. | EQUITY OPTIMIZATION | ALTERNATIVE STRATEGIES GROUP, INC.
CRD#: 133204 / SEC#: 801-64191
RIA
Registered Investment Advisory firm - (5/13/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
550 South Tryon Street 40th Floor, Charlotte, NC 28202
Mailing Address
Phone number
(314) 354-5814
Established
Firm type
Fiscal year end
# of Employees
233
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,594 |
| AUM (Assets Under Management) | $ 40,817,738,378 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/13/2023 | ||
| 02/17/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLS FARGO INVESTMENT INSTITUTE, INC.
CRD#: 133204Raleigh, NC 27607-5066TRUST BUT VERIFY
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