Paige L. Rabalais
Professional summary
Paige Louise Rabalais, who also goes by Paige Louise Rabalais Ms., Paige Rabalais, is a registered financial professional currently at COMMONFUND SECURITIES, INC. located in New York, New York.
Paige is registered as a RR (Registered Representative) and started their career in finance in 2006. Paige has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paige Louise Rabalais's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2016 - Present
COMMONFUND SECURITIES, INC.
Office #1: 280 Park Ave 14 Floor, Suite 1403w, New York, NY 10017October 25, 2011 - March 29, 2016
NEUBERGER BERMAN BD LLC
October 25, 2011 - March 29, 2016
NEUBERGER BERMAN BD LLC
August 7, 2008 - December 14, 2009
PUTNAM INVESTMENT MANAGEMENT, LLC
January 10, 2006 - December 14, 2009
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2018)
(11/23/2022)
(7/14/2022)
(6/8/2016)
(7/14/2022)
(7/14/2022)
(5/29/2024)
(3/16/2018)
(7/23/2019)
(7/14/2022)
(11/26/2024)
(6/8/2016)
(5/29/2024)
(6/8/2016)
(6/24/2024)
(6/8/2016)
(3/7/2025)
(11/23/2022)
(11/23/2022)
(7/10/2017)
(7/23/2019)
(6/8/2016)
(3/7/2025)
(6/26/2024)
(7/23/2019)
(5/30/2019)
(6/8/2016)
(7/14/2022)
(5/29/2024)
(3/7/2025)
(5/29/2024)
(3/7/2025)
Exams
FINRA
Current Firm
COMMONFUND SECURITIES, INC.
CRD#: 43541 / SEC#: , 8-50337
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMONFUND HOLDING COMPANY, INC. | SHAREHOLDER | |
| BARD, NANCY KIERNAN | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 1324063 |
| CERASUOLO, VIOLETTA | CHIEF COMPLIANCE OFFICER | 5362546 |
| DURRELL, SUSAN KERR | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 2945336 |
| HARITON, ANITA LYNNE | PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIR, BOARD OF DIRECTORS | 4104946 |
| SPONGBERG, JONATHAN D | TREASURER | 5521666 |
Red Flags
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