Adam R. Peters

GOLDSTEIN ADVISORS

Madison, WI 53717

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CRD#: 5044268

Professional summary

Adam Ryan Peters, AIF®, CFP® is a registered financial advisor currently at GOLDSTEIN ADVISORS, LLC located in Madison, Wisconsin.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Adam has worked at 5 firms and has passed the Series 66, Series 65, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Independent Insurance Agent; Investment related: Yes; 1241 John Q. Hammons Dr., Suite 302, Madison, WI 53717; Sale of Insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Ryan Peters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

October 6, 2022 - Present

GOLDSTEIN ADVISORS, LLC

Office #1: 1241 John Q Hammons Dr Suite 302, Madison, WI 53717

RIA

CRD#: 323125

Madison, WI

Past

November 30, 2022 - December 31, 2023

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Madison, WI

Past

October 10, 2019 - December 1, 2022

ARBOR POINT ADVISORS

RIA

CRD#: 165127

MIDDLETON, WI

Past

October 10, 2019 - December 1, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

MIDDLETON, WI

Past

January 2, 2012 - October 18, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Middleton, WI

Past

December 9, 2011 - October 18, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Middleton, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLDSTEIN ADVISORS, LLC

CRD#: 323125 / SEC#: 801-126612

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/6/2022)

IAR

Wisconsin
(10/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2011

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/30/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/28/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/8/2011

General Securities Representative Examination

Current Firm

GOLDSTEIN ADVISORS, LLC

CRD#: 323125 / SEC#: 801-126612

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

1241 John Q Hammons Dr Suite 302, Madison, WI 53717

Mailing Address

Phone number

(608) 831-3230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOLDSTEIN ADVISORS, LLC ADV BROCHURE (9/3/2025)

Regulatory assets under management

Total Number of Accounts	3,623
AUM (Assets Under Management)	$ 943,408,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam R. Peters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Ryan Peters's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

GOLDSTEIN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2011

Series 65

Date: 10/30/2008

SIE

Date: 10/1/2018

Series 31

Date: 3/28/2012

Series 7

Date: 12/8/2011

Current Firm

GOLDSTEIN ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLDSTEIN ADVISORS, LLC

TRUST BUT VERIFY

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