Matthew R. Horisk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Ryan Horisk was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2024. Matthew had worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2024 - May 16, 2025
BLUE OCEAN ATS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/2/2024
General Securities Representative ExaminationCurrent Firm
BLUE OCEAN ATS
CRD#: 306512 / SEC#: , 8-70452
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLUE OCEAN TECHNOLOGIES, LLC | MANAGING MEMBER | |
| BEATON, DANIEL STEWART | REGISTERED FINANCIAL PRINCIPAL | 4240769 |
| BROWN, JASON MATTHEW | HEAD OF SALES AND ATS OPERATIONS | 2334010 |
| HYNDMAN, BRIAN KEITH | PRESIDENT & CEO | 2281837 |
| MEADE, CHRISTOPHER HILARY | CHIEF COMPLIANCE OFFICER | 2629159 |
| WISHIK, EDWARD | CHIEF FINANCIAL OFFICER | 2264777 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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