KF
Karl A. Ferazzi
STRATEGIC ADVISERS LLC | Investment Consultant
LAS VEGAS, NV
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CRD#: 5037748
KF
Professional summary
Karl Allen Ferazzi, who also goes by Karl Allen Ferazzi, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Las Vegas, Nevada and FIDELITY BROKERAGE SERVICES LLC located in Henderson, Nevada.
Karl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Karl has worked at 6 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Biography
As an Investment Consultant my goal is to partner with my clients to offer guidance and financial planning whether it be for short-term or long-term financial decisions. I believe in helping clients with important financial goals by starting with a comprehensive wealth strategy to work towards growing and preserving assets in an integrated and coordinated way using a personalized and trustful approach with every client.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Karl Allen Ferazzi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-107493|OrgNmn:City of Henderson|Org Addr:Henderson,Nevada,US|OBA Nature:City of Henderson, NV|Invst Rel:N|Title:Employee|Duties:City of Henderson, NV park maontenance|StrtDt:11-03-23|TotHrs/mon:75|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Karl Allen Ferazzi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
UNLV
Bachelor of Business Studies (BBS) - Finance
2018
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2225 Village Walk Drive Shops At Green Valley Ranch Ste, Henderson, NV 89052-5680RIA
CRD#: 104555
LAS VEGAS, NV
Current
March 27, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2225 Village Walk Drive, Ste 199 Shops At Green Valley Ranch, Henderson, NV 89052BD
CRD#: 7784
Henderson, NV
Past
April 3, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HENDERSON, NV
Past
September 13, 2021 - June 15, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HENDERSON, NV
Past
August 11, 2021 - June 13, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
HENDERSON, NV
Past
June 1, 2009 - August 24, 2021
MORGAN STANLEY
RIA
CRD#: 149777
GILBERT, AZ
Past
June 1, 2009 - August 24, 2021
MORGAN STANLEY
BD
CRD#: 149777
GILBERT, AZ
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
LAS VEGAS, NV
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
LAS VEGAS, NV
Past
November 15, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
LAS VEGAS, NV
Past
October 19, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
LAS VEGAS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2025)
RR
Alaska(1/4/2025)
RR
Arizona(4/16/2024)
RR
Arkansas(1/4/2025)
RR
California(4/16/2024)
RR
Colorado(1/4/2025)
RR
Connecticut(1/4/2025)
RR
Delaware(1/4/2025)
RR
District of Columbia(1/4/2025)
RR
Florida(1/4/2025)
RR
Georgia(11/19/2024)
RR
Hawaii(1/4/2025)
RR
Idaho(1/4/2025)
RR
Illinois(1/4/2025)
RR
Indiana(1/4/2025)
RR
Iowa(1/4/2025)
RR
Kansas(1/4/2025)
RR
Kentucky(1/4/2025)
RR
Louisiana(1/4/2025)
RR
Maine(1/4/2025)
RR
Maryland(1/4/2025)
RR
Massachusetts(1/4/2025)
RR
Michigan(12/16/2024)
RR
Minnesota(1/4/2025)
RR
Mississippi(1/4/2025)
RR
Missouri(1/4/2025)
RR
Montana(1/4/2025)
RR
Nebraska(1/4/2025)
RR
Nevada(3/27/2024)
IAR
Nevada(3/31/2025)
RR
New Hampshire(1/4/2025)
RR
New Jersey(1/4/2025)
RR
New Mexico(1/4/2025)
RR
New York(1/4/2025)
RR
North Carolina(1/4/2025)
RR
North Dakota(1/4/2025)
RR
Ohio(1/6/2025)
RR
Oklahoma(1/4/2025)
RR
Oregon(5/16/2024)
RR
Pennsylvania(12/16/2024)
RR
Puerto Rico(1/4/2025)
RR
Rhode Island(1/4/2025)
RR
South Carolina(1/4/2025)
RR
South Dakota(1/4/2025)
RR
Tennessee(1/4/2025)
RR
Texas(5/16/2024)
IAR
Texas(3/31/2025)
RR
Utah(4/16/2024)
RR
Vermont(1/4/2025)
RR
Virgin Islands(1/4/2025)
RR
Virginia(1/4/2025)
RR
Washington(12/16/2024)
RR
West Virginia(1/4/2025)
RR
Wisconsin(1/4/2025)
RR
Wyoming(1/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
