JC
Jeffery Y. Chang
VEST FINANCIAL LLC
MARINA DEL REY, CA
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CRD#: 5034993
JC
Professional summary
Jeffery Yi-bing Chang, who also goes by Jeffery Yibing Chang, is a registered financial advisor currently at VEST FINANCIAL LLC located in Marina Del Rey, California and VEST SECURITIES, LLC located in Mclean, Virginia.
Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jeffery has worked at 6 firms and has passed the Series 63, Series 99TO, Series 3, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffery Yibing Chang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Vest Financial LLC; Investment Advisory firm; 8350 Broad Street, Suite 240, McLean, VA 22102; President and CFO; Start Date 05/2012; Approximately 160 hrs per month; 40 hours/week during security trading hours; Duties: Oversight of firm's financial functions and business development team. Compensated through salary and management bonus tied to overall growth of business. 2)Becker Professional Education; Non-investment related; CPA Review Instructor; Start Date 12/2008; 12 hours a month devoted to teaching, 0 hours during security trading hours; Duties: Teaching graduate level accounting to help prepare candidates to take the CPA exam. Compensated at an hourly rate based on classes taught during a period. 3)Kaplan Schweser; Non-investment related; CFA Review Instructor; Start Date 12/2008; Approximately 12 hours a month devoted to teaching, 0 hours during security trading hours; Duties: Teach graduate level finance and accounting to help prepare candidates to take the CFA Exam. Compensated at an hourly rate based on classes taught during a period. 4) Vest Group; Holding Company; 8350 Broad Street, Suite 240, McLean, VA 22102; CFO/President; Less than 5 hour per month devoted to activity, some may be during trading hours; Role is to help manage the passive legal entity/oversee financial health of business.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery Yi-bing Chang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2014 - Present
VEST FINANCIAL LLC
RIA
CRD#: 165976
MARINA DEL REY, CA
Current
May 23, 2022 - Present
VEST SECURITIES, LLC
Office #1: 8350 Broad Street Suite 240, Mclean, VA 22101BD
CRD#: 317379
Mclean, VA
Past
September 23, 2016 - June 30, 2022
FIRST DOMINION CAPITAL CORP.
BD
CRD#: 16330
McLean, VA
Past
August 29, 2012 - October 17, 2014
MATRIX CAPITAL GROUP, INC.
BD
CRD#: 33364
NEW YORK, NY
Past
September 1, 2011 - May 17, 2012
PROFUNDS DISTRIBUTORS, INC.
BD
CRD#: 19541
BETHESDA, MD
Past
March 10, 2011 - August 19, 2011
B. RILEY SECURITIES, INC.
BD
CRD#: 25027
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VEST FINANCIAL LLC
CBOE VEST FINANCIAL LLC | VEST FINANCIAL LLC | VEST | CONVEXCEL ASSET MANAGEMENT LLC | CONVEXCEL
CRD#: 165976 / SEC#: 801-77463
RIA
Registered Investment Advisory firm - (1/3/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/21/2022)
IAR
California(9/11/2024)
IAR
Virginia(10/30/2014)
RR
Virginia(7/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VEST FINANCIAL LLC
CBOE VEST FINANCIAL LLC | VEST FINANCIAL LLC | VEST | CONVEXCEL ASSET MANAGEMENT LLC | CONVEXCEL
CRD#: 165976 / SEC#: 801-77463
RIA
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Contact information
Main Address
8350 Broad St Suite 240, Mclean, VA 22102-5150
Mailing Address
Phone number
(855) 979-6060
Established
Firm type
Fiscal year end
# of Employees
43
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 145 |
| AUM (Assets Under Management) | $ 39,304,330,239 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
