Ryan T. Franken
Professional summary
Ryan Timothy Franken, who also goes by Ryan T Franken, Ryan Timothy Franken, Ryan Franken, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Franklin Lakes, New Jersey.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2006. Ryan has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Timothy Franken's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2021 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
December 19, 2019 - December 31, 2020
MML DISTRIBUTORS, LLC
April 27, 2018 - November 11, 2019
LORD ABBETT DISTRIBUTOR LLC
January 4, 2017 - April 23, 2018
TRANSAMERICA CAPITAL, LLC
July 15, 2011 - January 4, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
June 26, 2006 - June 15, 2011
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2021)
Exams
FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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