Gregory Shefrin
Professional summary
Gregory Shefrin, who also goes by Gregory P Shefrin, is a registered financial professional currently at KINGSROCK SECURITIES LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2005. Gregory has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Shefrin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2026 - Present
KINGSROCK SECURITIES LLC
Office #1: 900 Third Avenue, Suite 1801, New York, NY 10022April 23, 2026 - June 15, 2026
INVICTA ADVISORS LLC
April 22, 2026 - June 15, 2026
INVICTA CAPITAL LLC
November 20, 2019 - March 16, 2026
WELLS FARGO CLEARING SERVICES, LLC
August 22, 2019 - March 16, 2026
WELLS FARGO CLEARING SERVICES, LLC
May 16, 2017 - April 19, 2018
HUDSON PARTNERS SECURITIES LLC
January 28, 2016 - April 6, 2016
BBVA SECURITIES INC.
April 6, 2010 - December 31, 2011
FOCUS CAPITAL GROUP, INC.
December 2, 2005 - December 10, 2009
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2026)
Exams
FINRA
Current Firm
KINGSROCK SECURITIES LLC
CRD#: 325143 / SEC#: , 8-71064
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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