Gregory M. Alberti
Professional summary
Gregory Michael Alberti is a registered financial professional currently at AEL FINANCIAL SERVICES, LLC located in Charlotte, North Carolina.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2005. Gregory has worked at 5 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Michael Alberti's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2023 - Present
AEL FINANCIAL SERVICES, LLC
Office #1: 2101 Rexford Road Suite 310, Charlotte, NC 28211May 25, 2021 - January 5, 2023
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
May 31, 2019 - January 29, 2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 15, 2016 - June 3, 2019
EMPOWER FINANCIAL SERVICES, INC.
October 19, 2005 - June 6, 2016
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2025)
(1/10/2023)
(1/10/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
AEL FINANCIAL SERVICES, LLC
CRD#: 300285 / SEC#: , 8-70298
Contact information
FINRA licenses (37 States and Territories)
Documents
Red Flags
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