MC

Matthew Campbell

VANDERBILT SECURITIES
Woodbury, NY 11797
Some features on this profile are disabled
CRD#: 5023012
MC

Professional summary


Matthew Campbell, who also goes by Matthew Taylor Campbell, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Woodbury, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2006. Matthew has worked at 10 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matthew Taylor Campbell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Matthew Campbell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 13, 2025 - Present

VANDERBILT SECURITIES, LLC

Office #1: 125 Froehlich Farm Blvd., Woodbury, NY 11797
BD
CRD#: 5953
Woodbury, NY
Past

August 1, 2022 - April 29, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Norwalk, CT
Past

February 1, 2017 - February 13, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

November 29, 2016 - February 13, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 26, 2014 - January 26, 2016

E*TRADE SECURITIES LLC

BD
CRD#: 29106
GARDEN CITY, NY
Past

March 24, 2011 - August 12, 2013

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
NEW YORK, NY
Past

September 29, 2009 - March 8, 2011

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW YORK, NY
Past

September 28, 2009 - March 8, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY
Past

November 28, 2007 - September 16, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MERRICK, NY
Past

April 2, 2007 - August 3, 2007

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
GARDEN CITY, NY
Past

April 2, 2007 - August 3, 2007

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
GARDEN CITY, NY
Past

January 3, 2007 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
GARDEN CITY, NY
Past

November 3, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
GARDEN CITY, NY
Past

August 7, 2006 - October 3, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/31/2017
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 1/5/2007
Futures Managed Funds Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


VS
VANDERBILT SECURITIES, LLC
RICHARDT-ALYN & CO. | VANDERBILT SECURITIES, LLC | VANDERBILT SECURITIES

CRD#: 5953 / SEC#: , 8-16712

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Phone number
(631) 845-5100
Established
New York since 12/05/2001
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
VANDERBILT CAPITAL, LLCSOLE OWNER
ANTENOR, JR, DANIELCHIEF OPERATIONS OFFICER/OPTIONS/MUNI5839052
DISTANTE, STEPHEN ALFREDCEO - LIMITED PARTNER2206574
PLAPP, MEGAN LYNNFINOP, POO, PFO, CFO6790596
THOMAS, MICHELLE DENISECHIEF COMPLIANCE OFFICER2210435
TRIFILETTI, JOSEPH JOHNPRESIDENT5295897

Disclosures


Regulatory Event5
Arbitration1

Red Flags


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Company Information


VANDERBILT SECURITIES, LLC

CRD#: 5953Woodbury, NY 11797

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