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CC

Colin G. Campbell

GT SECURITIES
Los Angeles, CA 90094
Some features on this profile are disabled
CRD#: 5022107
CC

Professional summary

Colin Grant Campbell is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.

Colin is registered as a RR (Registered Representative) and started their career in finance in 2005. Colin has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Colin Grant Campbell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 9, 2024 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094
BD
CRD#: 116012
Los Angeles, CA
Past

July 19, 2017 - July 8, 2024

STONELIVING SECURITIES, LLC

BD
CRD#: 153565
CHICAGO, IL
Past

August 19, 2013 - July 18, 2017

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
LOS ANGELES, CA
Past

April 5, 2011 - June 8, 2011

LEGACY INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 156759
MANHATTAN BEACH, CA
Past

June 1, 2009 - February 10, 2011

MORGAN STANLEY

RIA
CRD#: 149777
LONG BEACH, CA
Past

June 1, 2009 - February 10, 2011

MORGAN STANLEY

BD
CRD#: 149777
LONG BEACH, CA
Past

October 24, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LONG BEACH, CA
Past

October 14, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
LONG BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/9/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/26/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/20/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/19/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 2/15/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 10/13/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GT SECURITIES, INC.
GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: , 8-53527

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
Mailing Address
12130 Millennium Dr, Los Angeles, CA 90094
Phone number
(310) 846-5004
Established
California since 12/06/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROWTHINK, INC.PARENT CORPORATION
LAVINSKY, DAVID KENNETHMANAGING DIRECTOR4455040
TURO, JAMES STEVENMANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER2083402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GT SECURITIES, INC.

CRD#: 116012Los Angeles, CA 90094

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